James R. Wheeler

STRATEGIC ADVISERS LLC | Vice President, Financial Consultant

PROVIDENCE, RI

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CRD#: 4224395

Professional summary

James R. Wheeler III, who also goes by James Roberts Wheeler III, James Roberts Wheeler, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Providence, Rhode Island and FIDELITY BROKERAGE SERVICES LLC located in Cambridge, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

I help individuals and families to create, implement and monitor comprehensive financial plans.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Roberts Wheeler Iii | James Roberts Wheeler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James R. Wheeler III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Northwestern University

Master of Business Administration (MBA) - International Business

2009

Northwestern University

Juris Doctor (JD) - Law

2009

Suffolk University

Master of Science (MS) - Finance

2005

Cornell University

Bachelor of Science (BS) - Government

2001

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #3: 200 Technology Square, Cambridge, MA 02139

RIA

CRD#: 104555

PROVIDENCE, RI

Current

December 3, 2014 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 200 Technology Square, Cambridge, MA 02139

CRD#: 7784

Cambridge, MA

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CAMBRIDGE, MA

Past

September 26, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CAMBRIDGE, MA

Past

December 10, 2014 - September 21, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CAMBRIDGE, MA

Past

December 5, 2012 - March 6, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEWPORT BEACH, CA

Past

November 8, 2012 - March 6, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/31/2025)

California
(12/3/2014)

Connecticut
(9/20/2016)

Florida
(11/16/2016)

Georgia
(3/25/2023)

Hawaii
(11/26/2018)

Illinois
(8/9/2017)

Louisiana
(10/22/2025)

Maine
(9/20/2016)

Maryland
(11/26/2018)

Massachusetts
(12/3/2014)

IAR

Massachusetts
(3/31/2025)

New Hampshire
(9/20/2016)

New Jersey
(9/9/2022)

New Mexico
(6/27/2024)

New York
(8/9/2017)

North Carolina
(11/17/2016)

Pennsylvania
(11/26/2018)

Puerto Rico
(8/8/2020)

Rhode Island
(9/20/2016)

IAR

Rhode Island
(3/31/2025)

South Carolina
(1/5/2018)

Texas
(11/16/2016)

IAR

Texas
(3/31/2025)

Utah
(4/23/2020)

Vermont
(9/20/2016)

Virginia
(3/4/2022)

Washington
(11/26/2018)

Wisconsin
(11/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2012

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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James R. Wheeler

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James R. Wheeler III's CRS (Customer Relationship Summary).

Certified licenses

Education

Northwestern University

Northwestern University

Suffolk University

Cornell University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

STRATEGIC ADVISERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2012

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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