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SP

Steven Pradet

BETTERMENT SECURITIES
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 4224369
SP
Steven PradetBETTERMENT SECURITIES

Professional summary

Steven Pradet, who also goes by Steven H Pradet, Steven Herve Pradet, is a registered financial professional currently at BETTERMENT SECURITIES located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 12 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Aliases

Steven H Pradet | Steven Herve Pradet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Pradet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2026 - Present

BETTERMENT SECURITIES

Office #1: 450 West 33rd Street 11th Floor, New York, NY 10001
BD
CRD#: 47788
NEW YORK, NY
Past

May 4, 2026 - May 22, 2026

PALAFOX TRADING LLC

BD
CRD#: 131114
New York, NY
Past

May 4, 2026 - May 22, 2026

CITADEL SECURITIES LLC

BD
CRD#: 116797
NEW YORK, NY
Past

May 4, 2026 - May 22, 2026

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
New York, NY
Past

May 4, 2026 - May 22, 2026

CITADEL CLEARING LLC

BD
CRD#: 172693
New York, NY
Past

November 24, 2020 - April 29, 2026

PALAFOX TRADING LLC

BD
CRD#: 131114
New York, NY
Past

November 24, 2020 - April 29, 2026

CITADEL SECURITIES LLC

BD
CRD#: 116797
New York, NY
Past

November 24, 2020 - April 29, 2026

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
New York, NY
Past

November 24, 2020 - April 29, 2026

CITADEL CLEARING LLC

BD
CRD#: 172693
New York, NY
Past

September 30, 2016 - September 11, 2020

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Jersey City, NJ
Past

April 21, 2015 - September 30, 2016

E*TRADE CLEARING LLC

BD
CRD#: 25025
Jersey City, NJ
Past

October 3, 2014 - April 20, 2015

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

August 3, 2006 - August 29, 2014

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

August 16, 2001 - July 28, 2004

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

December 7, 2000 - May 10, 2001

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

September 22, 2000 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/28/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/8/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BETTERMENT SECURITIES
BETTERMENT SECURITIES | PARK HILL CAPITAL, INC. | MTG, LLC

CRD#: 47788 / SEC#: , 8-51906

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 West 33rd Street 11th Floor, New York, NY 10001
Mailing Address
450 West 33rd Street 11th Floor, New York, NY 10001
Phone number
(212) 228-1328
Established
New York since 07/22/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BETTERMENT HOLDINGS, INC.PARENT COMPANY
FELDMAN, RICHARD MARKPRINCIPAL FINANCIAL OFFICER2273453
KHENTOV, BORISPRESIDENT6216649
KRAMER, ANDREW JOHNATHANPRINCIPAL OPERATIONS OFFICER6393302
ROSENBLOOM, SETH JOSEPHCHIEF LEGAL OFFICER6612490
WOLDOW, BRIAN JEFFREYCHIEF COMPLIANCE OFFICER2773616

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BETTERMENT SECURITIES

CRD#: 47788New York, NY 10001

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