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Robert Edward Baumstark

CRD# 4224247·Registered 2000 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Edward Baumstark, who also goes by Bob Baumstark, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2000 - 2015. Robert had worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Baumstark

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

PARADIGM EQUITIES, INC.·CRD# 31990
BD
East Lansing, MI
July 28, 2000 - August 4, 2015

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Current Firm

PE
PARADIGM EQUITIES, INC.

PARADIGM EQUITIES, INC.

CRD#: 31990 / SEC#: 8-45593
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1216 Kendale Blvd, East Lansing, MI 48823

Mailing Address

1216 Kendale Boulevard Po Box 2501, East Lansing, MI 48826

Phone Number

(517) 351-2122

Established

Michigan since 01/19/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MEA FINANCIAL SERVICESSHAREHOLDER—
CALLENDER, ROBERTDIRECTOR8323516
EDOFF, ERIK JAMESSECRETARY—
ELING, AARON JAMESDIRECTOR—
FOX, JACOB PETERCHIEF COMPLIANCE OFFICER7647404
MADAFFERI, CHANDRA ANNCHAIRPERSON—
MCGILLIS, ASHLEY NICOLECHIEF OPERATIONS OFFICER6431019
REAUME, BRUCE MICHAELPRESIDENT3179618
SHIPMAN, MICHELLE ANNCHIEF FINANCIAL OFFICER4149477

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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