Nicholas T. Dejarnette
Professional summary
Nicholas Todd Dejarnette, who also goes by Nicholas Dejarnette, is a registered financial professional currently at STONEX FINANCIAL INC. located in Alpharetta, Georgia.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2000. Nicholas has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 34, Series 3, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Todd Dejarnette's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2018 - Present
STONEX FINANCIAL INC.
Office #1: 10000 Avalon Blvd, Suite 520, Alpharetta, GA 30009September 7, 2019 - April 7, 2021
STONEX OUTSOURCED SERVICES LLC
August 9, 2017 - October 22, 2018
COWEN PRIME SERVICES LLC
July 24, 2014 - December 31, 2017
COWEN EXECUTION SERVICES LLC
June 8, 2006 - September 2, 2014
CONVERGEX PRIME SERVICES LLC
September 5, 2005 - June 27, 2006
TETON INVESTMENT PARTNERS, LLC
August 15, 2003 - September 1, 2005
AVIOR CAPITAL, LLC
August 2, 2000 - August 15, 2003
NEOVEST TRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2018)
(11/6/2018)
(11/8/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/24/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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