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Nicholas Todd Dejarnette

STONEX FINANCIAL
ALPHARETTA, GA
·CRD# 4223616·26 years experience

Professional Summary

Nicholas Todd Dejarnette, who also goes by Nicholas Dejarnette, is a registered financial advisor currently at STONEX FINANCIAL INC. located in Alpharetta, Georgia. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2000. Nicholas has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 34, Series 3, Series 87, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas Dejarnette

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

STONEX FINANCIAL INC.·CRD# 45993
BD
10000 Avalon Blvd, Suite 520, Alpharetta, GA 30009
November 6, 2018 - Present
STONEX OUTSOURCED SERVICES LLC·CRD# 30773
BD
Alpharetta, GA
September 7, 2019 - April 7, 2021
COWEN PRIME SERVICES LLC·CRD# 153397
BD
Alpharetta, GA
August 9, 2017 - October 22, 2018
COWEN EXECUTION SERVICES LLC·CRD# 35693
BD
Alpharetta, GA
July 24, 2014 - December 31, 2017
CONVERGEX PRIME SERVICES LLC·CRD# 140185
BD
Alpharetta, GA
June 8, 2006 - September 2, 2014
TETON INVESTMENT PARTNERS, LLC·CRD# 122569
BD
Alpharetta, GA
September 5, 2005 - June 27, 2006
AVIOR CAPITAL, LLC·CRD# 44732
BD
San Diego, CA
August 15, 2003 - September 1, 2005
NEOVEST TRADING·CRD# 39798
BD
New York, NY
August 2, 2000 - August 15, 2003

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Current Firm

SF
STONEX FINANCIAL INC.

INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone Number

(407) 741-5300

Established

Florida since 05/29/1998

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER—
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHDIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
LYON, CHARLES MARTINDIRECTOR, PRESIDENT4000852
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
SHEA, KEVINSECRETARY8263627
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826

Disclosures

Regulatory Event

76

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(11/8/2018)
RR
Georgia
(11/6/2018)
RR
New York
(11/8/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Mar 2015About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Jan 2010About the Series 3 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Aug 2005About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2001

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nicholas Todd Dejarnette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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