Jared S. Merlin
Professional summary
Jared Scott Merlin, who also goes by Jared Scott Merlin, is a registered financial professional currently at D. BORAL CAPITAL located in New York, New York.
Jared is registered as a RR (Registered Representative) and started their career in finance in 2000. Jared has worked at 6 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 62, Series 79TO, SIE, Series 3, Series 7, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jared Scott Merlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2022 - Present
D. BORAL CAPITAL
Office #1: 590 Madison Ave. 39th Floor, New York, NY 10022Office #2: 60 Crossways Park Dr. W Suite 305, Woodbury, NY 11797October 9, 2013 - November 11, 2022
CREDIT AGRICOLE SECURITIES (USA) INC.
April 16, 2012 - October 7, 2013
VIRTU AMERICAS LLC
April 13, 2011 - April 17, 2012
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
July 27, 2006 - April 18, 2012
CREDIT AGRICOLE SECURITIES (USA) INC.
February 26, 2002 - July 7, 2006
BROWN BROTHERS HARRIMAN & CO.
October 5, 2000 - January 3, 2002
BUYANDHOLD SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2022)
(2/21/2025)
(11/14/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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