Quentin M. Silic
Professional summary
Quentin Marius Silic was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Quentin is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Quentin had worked at 4 firms, which includes SIGNATOR FINANCIAL SERVICES INC., VSR FINANCIAL SERVICES INC., WINDSOR STREET CAPITAL LP, FAS WEALTH MANAGEMENT SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2010 - October 28, 2010
SIGNATOR FINANCIAL SERVICES, INC.
March 3, 2010 - May 4, 2010
VSR FINANCIAL SERVICES, INC.
June 3, 2004 - December 31, 2007
VSR FINANCIAL SERVICES, INC.
October 19, 2001 - June 3, 2002
WINDSOR STREET CAPITAL, LP
August 7, 2000 - October 19, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIGNATOR FINANCIAL SERVICES, INC.
CRD#: 19061 / SEC#: 801-66750, 8-37112
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK FINANCIAL NETWORK, INC. | PARENT COMPANY | |
| ABERIZK, EMIL JOSEPH JR | DIRECTOR | 1049525 |
| ARMSTRONG, ABIGAIL MARIE | SECRETARY/CLERK & COUNSEL | 1239945 |
| CLARK, JEFFREY STEPHEN | VICE PRESIDENT, DIRECTOR OF FINANCE, FINANCIAL PRINCIPAL | 4974902 |
| HEAPPS, BRIAN BASIL | DIRECTOR | 1666475 |
| HORACK, THOMAS JOSEPH | CHIEF COMPLIANCE OFFICER | 861315 |
| K VD HAGEN, HALINA | DIRECTOR | 6582303 |
| KARMAN, MITCHELL ANDREW | DIRECTOR | 2837307 |
| MARYANOPOLIS, CHRISTOPHER | PRESIDENT | 3041077 |
| REBMAN, JILL DENISE | DIRECTOR | 6520386 |
| RIGATTI, MATTHEW FORREST | DIRECTOR | 2461646 |
| RISPOLI, FRANK JOSEPH | DIRECTOR | 4364402 |
| SUMINSKI, JOHN WILLIAM | DIRECTOR | 6009337 |
| TETA, ANTHONY MAURICE | DIRECTOR | 4617856 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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