Anthony E. Johnson
Professional summary
Anthony Edward Johnson is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 9 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Edward Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2024 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017May 1, 2015 - March 13, 2024
PERSHING LLC
May 2, 2012 - May 4, 2015
VIRTU AMERICAS LLC
March 3, 2010 - June 8, 2010
E1 ASSET MANAGEMENT, INC.
April 17, 2008 - November 20, 2009
MASTERTRADER.COM
April 10, 2007 - November 21, 2007
E*TRADE SECURITIES LLC
April 5, 2002 - November 21, 2002
JOSEPH STEVENS & CO., INC.
December 12, 2001 - March 4, 2002
SPENCER CLARKE LLC
October 11, 2001 - November 15, 2001
H.C.WAINWRIGHT & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2024)
Exams
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/19/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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