Adam S. Cady
Professional summary
Adam S Cady, who also goes by Adam Scott Cady, is a registered financial professional currently at LAZARD FRERES & CO. LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2000. Adam has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam S Cady's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2024 - Present
LAZARD FRERES & CO. LLC
Office #1: 30 Rockefeller Plaza, New York, NY 10020-5900May 10, 2019 - February 6, 2024
BOFA SECURITIES, INC.
November 1, 2010 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 9, 2003 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
December 8, 2000 - June 20, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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