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Scott W Devitt

ROSENBLATT SECURITIES
NEW YORK, NY
·CRD# 4221933·26 years experience

Professional Summary

Scott W Devitt, who also goes by Scott William Devitt, is a registered financial advisor currently at ROSENBLATT SECURITIES INC. located in New York, New York. Scott is registered as a RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott William Devitt

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

ROSENBLATT SECURITIES INC.·CRD# 18377
BD
40 Wall Street 59th Floor, New York, NY 10005
July 20, 2026 - Present
WEDBUSH SECURITIES INC.·CRD# 877
BD
New York, NY
April 3, 2023 - July 9, 2026
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
New York, NY
June 26, 2014 - September 16, 2022
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 2, 2009 - July 5, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Manassas, VA
July 17, 2007 - March 31, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Manassas, VA
December 1, 2005 - July 16, 2007
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
October 12, 2004 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
October 10, 2000 - December 31, 2002

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Current Firm

RS
ROSENBLATT SECURITIES INC.

RICHARD A. ROSENBLATT & COMPANY, INC. | ROSENBLATT SECURITIES INC.

CRD#: 18377 / SEC#: 8-24255
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

40 Wall Street 59th Floor, New York, NY 10005

Mailing Address

40 Wall Street 59th Floor, New York, NY 10005

Phone Number

(212) 607-3100

Established

New York since 08/29/1979

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GAWRONSKI, JOSEPH CHARLES JRPRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR2946954
ROSENBLATT, RICHARD ALLANCHAIRMAN RETIRED1557345
FRAIN, JOURDAN BLAKECOO5745300
RONEY, CHARLES PATRICKCHIEF COMPLIANCE OFFICER1978773

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(7/20/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jan 2005About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott W Devitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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