Peter Edward Shimkus
Professional Summary
Peter Edward Shimkus is a registered financial advisor currently at SHIMKUS, PETER E located in Southboro, Massachusetts. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Peter has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
56 years in the financial services industry
Current & Past Employments
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Current Firm
SHIMKUS, PETER E | SHIMKUS, PETER EDWARD
Contact Information
Main Address
Southborough, MAPhone Number
(508) 414-2438# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
50AUM (Assets Under Management)
$26,385,855Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/14/1994)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jun 2013Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2000About the Series 6 examSeries 00 — General Securities Principal Examination
Passed May 1970Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Edward Shimkus's CRS (Customer Relationship Summary).
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