Christopher J. Vandenbrande

LIQUIDNET

NEW YORK, NY 10281

Some features on this profile are disabled

CRD#: 4221678

Professional summary

Christopher Jan Vandenbrande, who also goes by Christopher Jan Vandenbrando, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher Jan Vandenbrando

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Jan Vandenbrande's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2019 - Present

LIQUIDNET, INC.

Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281

CRD#: 42159

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/12/2019)

California
(3/12/2019)

Colorado
(3/12/2019)

Connecticut
(3/12/2019)

Delaware
(3/12/2019)

Illinois
(3/12/2019)

Massachusetts
(3/12/2019)

Michigan
(3/12/2019)

New York
(3/12/2019)

Ohio
(3/12/2019)

Oregon
(3/12/2019)

Pennsylvania
(3/12/2019)

South Carolina
(3/12/2019)

Texas
(3/12/2019)

Exams

State Security Law Exam

Series 63

Date: 11/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/27/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/16/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

LIQUIDNET, INC.

CRD#: 103987 / SEC#: , 8-52461

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 Vesey Street 5th Floor, New York, NY 10281

Mailing Address

200 Vesey Street 5th Floor, New York, NY 10281

Phone number

(212) 208-7061

Established

Delaware since 01/12/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC	SOLEMEMBER
BOND, ROBERT	CEO/DIRECTOR	4121948
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	CHIEF FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher J. Vandenbrande

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Jan Vandenbrande's CRS (Customer Relationship Summary).

Certified licenses

Experience

TS IMAGINE BROKERAGE SERVICES, LLC

VIRTU ITG LLC

FLEXTRADE LLC

LAVAFLOW, INC.

LAVA TRADING, INC.

JEFFERIES LLC

NASDAQ EXECUTION SERVICES, LLC

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

HARRISDIRECT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/2000

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/27/2001

Series 7

Date: 9/16/2000

FINRA

Nasdaq Stock Market

Current Firm

LIQUIDNET, INC.

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LIQUIDNET, INC.

TRUST BUT VERIFY

Similar Advisors