Robert A. Casey
Professional summary
Robert Anthony Casey, who also goes by Bob Anthony Casey Jr., Bob Anthony Casey, Bob Casey, Robert A Casey Jr, Robert Anthony Casey Jr., Robert Anthony Casey, is a registered financial professional currently at MOELIS & COMPANY LLC located in San Francisco, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Anthony Casey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2023 - Present
MOELIS & COMPANY LLC
Office #1: One Maritime Plaza 25th Floor, San Francisco, CA 94111August 15, 2021 - April 27, 2023
LEERINK PARTNERS LLC
March 22, 2019 - August 24, 2021
UBS SECURITIES LLC
June 10, 2013 - January 8, 2019
TRUIST SECURITIES, INC.
April 22, 2009 - June 11, 2013
DC ADVISORY
July 1, 2003 - April 2, 2009
WELLS FARGO SECURITIES, LLC
June 6, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 19, 2000 - March 19, 2002
BROADVIEW INTERNATIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2023)
(4/26/2023)
(4/26/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MOELIS & COMPANY LLC
CRD#: 145115 / SEC#: , 8-67705
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
