Lindsey H. Argraves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Hamilton Argraves, who also goes by Lindsey Ann Hamilton, was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2001. Lindsey had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2003 - July 3, 2012
CLARK SECURITIES, INC.
January 3, 2002 - October 25, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 21, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLARK SECURITIES, INC.
CRD#: 43803 / SEC#: , 8-50445
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
