CC
Charlotte D. Campbell
KESTRA ADVISORY SERVICES
Bellaire, TX 77401
Some features on this profile are disabled
CRD#: 4220908
CC
Professional summary
Charlotte D Campbell, who also goes by Charlotte Dezzia Burrell ^, Charlotte B Campbell, Charlotte Burrell Campbell, Charlotte Dezzia Campbell, Charlotte Dezzia Williams ^, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bellaire, Texas and KESTRA INVESTMENT SERVICES, LLC located in Bellaire, Texas.
Charlotte is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charlotte has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charlotte Dezzia Burrell ^ | Charlotte B Campbell | Charlotte Burrell Campbell | Charlotte Dezzia Campbell | Charlotte Dezzia Williams ^
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: PARK PLACE FINANCIAL POSITION: Registered Operations Manager NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2024 ADDRESS: f 5707 Southwest Parkway,, Building 2, Suite 400,, Austin TX 78735, United States DESCRIPTION: Provide full administrative support to two financial advisors. This will include opening and closing accounts. Process money movement requests and process transactions, as needed. Name: DEZ MANAGEMENT POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2022 ADDRESS: 3126 Terrace Avenue, Slidell LA 70458, United States DESCRIPTION: Make timely mortgage, property tax and insurance payments. Maintain property in a safe and habitable condition. Contract renters and follow terms of rental agreement. Name: CHARLOTTE CAMPBELL POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 347 Elmira Ave, New Orleans ME 70114, United States DESCRIPTION: Provide safe and habitable living conditions. Maintain mortgage, property tax and insurance on the property. Contract renters and adhere to rental agreement Name: GROW -GAIN RESOURCES, OPTIMIZE WEALTH EDUCATIONAL CHANNEL POSITION: Consultant NATURE: Educational consulting with limited overlap into business consulting due to m strategic input and branding guidance. INVESTMENT RELATED: No # OF HOURS: 64 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 347 Elmira Ave, New Orleans LA 70114, United States DESCRIPTION: Content Strategy & Subject Development: Providing thematic direction and subject ideas for financial literacy content tailored to teens. Editorial Oversight: Reviewing and refining AI-generated scripts and visuals to ensure clarity, accuracy, and alignment with educational goals. Branding & Privacy Guidance: Ensuring the channel maintains anonymous, inclusive branding that protects youth identity and promotes cultural sensitivity. Mentorship & Ethical Stewardship: Supporting my 15-year-old granddaughter's leadership in the project, fostering intergenerational collaboration and legacy building. I will not be producing the bulk of the content myself but will play a role in shaping its direction and ensuring it meets educational and ethical standards. It may be categorized as educational consulting, with limited overlap into business consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Charlotte D Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6750 West Loop South Suite 1080, Bellaire, TX 77401RIA
CRD#: 283330
Bellaire, TX
Current
April 20, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6750 West Loop South, Suite 790, Bellaire, TX 77401BD
CRD#: 42046
Bellaire, TX
Past
August 10, 2022 - November 18, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NEW ORLEANS, LA
Past
August 10, 2022 - November 18, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
NEW ORLEANS, LA
Past
January 15, 2014 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
RIA
CRD#: 40637
NEW ORLEANS, LA
Past
January 15, 2014 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
NEW ORLEANS, LA
Past
March 7, 2008 - November 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HOUSTON, TX
Past
March 7, 2008 - November 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HOUSTON, TX
Past
September 18, 2007 - January 17, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
HOUSTON, TX
Past
July 24, 2003 - January 17, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
HOUSTON, TX
Past
November 6, 2002 - June 20, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
May 22, 2001 - October 3, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
October 3, 2000 - April 2, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(4/10/2024)
RR
Texas(4/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
