Cristine J. Furey

OSAIC INSTITUTIONS

Clarksville, TN 37040

Some features on this profile are disabled

CRD#: 4220724

Professional summary

Cristine Joan Furey, who also goes by Cristine Joan Durney, is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Clarksville, Tennessee.

Cristine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Cristine has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cristine Joan Durney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF THE OTHER BUSINESS:Rental Property INVESTMENT- RELATED:No ADDRESS OF THE OTHER BUSINESS:Cadiz, KY YOUR POSITION OR TITLE:Owner NATURE OF THE OTHER BUSINESS:Private START DATE:5/1/2018 APPROXIMATE NUMBER OF HOURS/MONTH:0 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:No duties. COMPENSATION :Yes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cristine Joan Furey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Cristine Joan Furey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2018 - Present

OSAIC INSTITUTIONS, INC.

Office #1: 2050 Lowe's Drive, Clarksville, TN 37040Office #2: 130 Griffin Bell Dr, Hoplansville, KY 42240Office #3: 145 Dover Crossing Rd, Clarksville, TN 37042Office #4: 2004 Hayes St Ste 120, Nashville, TN 37203Office #5: 500 Heritage Pointe Drive, Clarksville, TN 37042

RIA

CRD#: 35371

Clarksville, TN

Current

December 13, 2018 - Present

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Clarksville, TN

Past

May 25, 2018 - December 14, 2018

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Hopkinsville, KY

Past

May 16, 2018 - December 14, 2018

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Hopkinsville, KY

Past

October 18, 2011 - May 7, 2018

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

SANDY LAKE, PA

Past

October 18, 2011 - May 7, 2018

OSAIC INSTITUTIONS, INC.

CRD#: 35371

SANDY LAKE, PA

Past

May 20, 2008 - October 20, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

SANDY LAKE, PA

Past

August 7, 2007 - October 20, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

SANDY LAKE, PA

Past

July 6, 2000 - December 31, 2002

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC INSTITUTIONS, INC.

CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.

CRD#: 35371 / SEC#: 801-67242, 8-46661

RIA

Registered Investment Advisory firm - SEC (11/2/2006 Approved)

Connecticut

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Florida

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Indiana

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Maine

Registered Investment Advisory firm - SEC (12/7/2006 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (3/23/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Ohio

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2025)

Alaska
(1/2/2025)

Arizona
(1/2/2025)

Arkansas
(1/2/2025)

California
(12/13/2018)

Colorado
(9/2/2022)

Florida
(1/2/2025)

Georgia
(1/2/2025)

Illinois
(1/2/2025)

Indiana
(1/2/2025)

Kansas
(1/2/2025)

Kentucky
(12/13/2018)

IAR

Kentucky
(12/13/2018)

Maryland
(1/2/2025)

Michigan
(1/2/2025)

Mississippi
(1/2/2025)

Missouri
(1/2/2025)

North Carolina
(1/2/2025)

Ohio
(1/2/2025)

Pennsylvania
(12/13/2018)

South Carolina
(12/13/2018)

Tennessee
(12/13/2018)

IAR

Tennessee
(12/14/2018)

Texas
(2/15/2024)

Utah
(1/2/2025)

Washington
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/24/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/5/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC INSTITUTIONS, INC.

CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.

CRD#: 35371 / SEC#: 801-67242, 8-46661

RIA

Registered Investment Advisory firm - SEC (11/2/2006 Approved)

Connecticut

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Florida

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Indiana

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Maine

Registered Investment Advisory firm - SEC (12/7/2006 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (3/23/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Ohio

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

538 Preston Avenue, Meriden, CT 06450-4858

Mailing Address

538 Preston Avenue, Meriden, CT 06450-4858

Phone number

(203) 599-6000

Established

Connecticut since 04/07/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

630

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV 2A (3/31/2025)

ADV WRAP APPENDIX - AMP (3/31/2025)

ADV WRAP APPENDIX - ADVISOR MANAGED (LEGACY USE ONLY) (3/31/2025)

ADV WRAP APPENDIX - WEALTHSELECT (LEGACY USE ONLY) (3/31/2025)

ADV WRAP APPENDIX - UMA (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC INSTITUTIONS HOLDINGS, INC.	HOLDING COMPANY
AMARANTE, STEPHEN PAUL	PRESIDENT, CEO AND DIRECTOR	3165067
CORNICK, GREGORY ALLEN	DIRECTOR	3132991
HAMMOND, DORI JAMILLE	CHIEF COMPLIANCE OFFICER	3259012
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS	2627931

Regulatory assets under management

Total Number of Accounts	8,779
AUM (Assets Under Management)	$ 4,024,448,971

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Eric Ellis

ELLIS FINANCIAL PLANNING

IAR

CLARKSVILLE, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cristine J. Furey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cristine Joan Furey's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Cristine Joan Furey's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC INSTITUTIONS, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

OSAIC INSTITUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2008

Series 63

Date: 7/24/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2007

Series 6

Date: 7/5/2000

FINRA

Current Firm

OSAIC INSTITUTIONS, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

OSAIC INSTITUTIONS, INC.

TRUST BUT VERIFY

Similar Advisors