Jasser M. Narvaez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jasser Martin Narvaez, who also goes by Narvaez Martin Jasser Martin, was a registered financial professional .
Jasser is a previously registered financial professional and started their career in finance in 2000. Jasser had worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 3, SIE, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2023 - December 6, 2024
JEFFERIES INVESTMENT ADVISERS LLC
October 2, 2015 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
September 28, 2015 - December 6, 2024
JEFFERIES LLC
March 16, 2015 - September 30, 2015
STONEX INTERNATIONAL ADVISORS INC
March 4, 2015 - September 30, 2015
STONEX INTERNATIONAL SECURITIES INC.
November 26, 2012 - March 11, 2015
RBC CAPITAL MARKETS, LLC
November 19, 2012 - March 11, 2015
RBC CAPITAL MARKETS, LLC
June 15, 2012 - December 5, 2012
STONEX INTERNATIONAL ADVISORS INC
May 17, 2011 - December 5, 2012
STONEX INTERNATIONAL SECURITIES INC.
May 28, 2010 - May 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 21, 2009 - December 31, 2009
FORESIDE FUNDS DISTRIBUTORS LLC
March 26, 2007 - March 16, 2009
QUASAR DISTRIBUTORS, LLC
August 7, 2000 - March 19, 2007
CITIGROUP GLOBAL MARKETS INC.
August 4, 2000 - March 19, 2007
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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