Ashlee N. Elliott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashlee Noel Elliott, who also goes by Noel Elliott, was a registered financial professional .
Ashlee is a previously registered financial professional and started their career in finance in 2001. Ashlee had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 16, 2015 - March 8, 2018
SCOTTRADE, INC.
January 4, 2010 - March 9, 2015
TD AMERITRADE, INC.
January 4, 2010 - March 9, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 4, 2010 - March 9, 2015
TD AMERITRADE, INC.
June 16, 2008 - January 6, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
February 12, 2008 - May 1, 2008
EQUITABLE ADVISORS, LLC
July 13, 2001 - August 22, 2001
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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