SR

Scott Jeremy Richardson

IAR
RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Scott Jeremy Richardson is a registered financial advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Madison, Wisconsin and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Madison, Wisconsin.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
Other Business
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.RICHARDSON INSURANCE AGENCY LLC dba ATLAS WEALTH ADVISERS, 7633 GANSER WAY, STE 200, MADISON, WI, 11/2005 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - HOURS SPRENT DURING TRADING HOURS, VARY. 3.RT FINANCIAL LLC, 2921 LANDMARK PL, SUITE 225, MADISON, WI 53713, 7/2017, MEMBER/OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2/MO - 0 HRS/ MO TRADING.
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (30)
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RR
Arizona (3/17/2009)
RR
California (2/25/2013)
RR
Colorado (6/2/2014)
RR
Florida (12/3/2015)
RR
Idaho (7/17/2023)
RR
Illinois (9/22/2009)
RR
Indiana (7/3/2017)
RR
Kansas (6/22/2022)
RR
Kentucky (6/30/2014)
RR
Louisiana (7/3/2017)
RR
Maryland (7/3/2017)
RR
Minnesota (7/3/2017)
RR
Missouri (7/3/2017)
RR
Montana (7/20/2023)
RR
Nebraska (7/3/2017)
RR
New Jersey (7/3/2017)
RR
New York (3/13/2012)
RR
North Carolina (7/3/2017)
RR
North Dakota (7/17/2023)
RR
Ohio (7/3/2017)
RR
Pennsylvania (7/3/2017)
RR
South Carolina (7/3/2017)
RR
South Dakota (7/17/2023)
RR
Texas (3/3/2016)
IAR
Texas (3/16/2016) RESTRICED
RR
Virginia (7/3/2017)
RR
Washington (4/25/2011)
RR
Wisconsin (12/6/2005)
IAR
Wisconsin (2/9/2009)
RR
Wyoming (7/17/2023)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (#134139)
2921 Landmark Place, Ste 225, Madison, WI, 53713
2/5/2009 - Current
BD
CAMBRIDGE INVESTMENT RESEARCH, INC. (#39543)
2921 Landmark Place, Ste 225, Madison, WI, 53713
12/6/2005 - Current
PREVIOUS EMPLOYERS (3)
BD
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (#2881)
6/10/2002 - 11/30/2005
Milwaukee, WI
BD
EQUITABLE ADVISORS, LLC (#6627)
9/18/2000 - 4/30/2002
New York, NY
BD
PRUCO SECURITIES, LLC. (#5685)
7/11/2000 - 8/29/2000
Newark, NJ
SR
Claim Profile

Scott Jeremy Richardson

IAR
RR
Experience: 23 years / 5 firms
CRD#: 4220387


LOCATION
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