CJ

Christopher Robert Jennings

IAR
RR
christopher r jennings,christopher robert jennings,christopher jennings
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Christopher Robert Jennings, CFP, who also goes by Christopher R Jennings, Christopher Robert Jennings, Christopher Jennings, is a registered financial advisor at NEUBERGER BERMAN BD LLC located in New York, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 31 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
Services Offered
Estate Planning
Retirement Planning
Insurance Planning
Investment Planning
Comprehensive Financial Planning
Employee and Employer Plan Benefits
Tax Planning
Run a background check on this advisor normally 100 dollars for free
CREDENTIALS
CREDENTIALS (1)
CFP: Certified Financial Planner
Certified Financial Planner
Begin Date: 2010
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (35)
Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming
RR
Alaska (7/30/2018)
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Arizona (7/30/2018)
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Arkansas (7/30/2018)
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California (7/30/2018)
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Colorado (7/30/2018)
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Connecticut (7/30/2018)
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Delaware (7/30/2018)
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District of Columbia (7/30/2018)
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Florida (7/30/2018)
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Georgia (7/30/2018)
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Hawaii (7/30/2018)
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Idaho (7/30/2018)
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Illinois (7/30/2018)
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Kentucky (7/30/2018)
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Maine (7/30/2018)
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Maryland (7/30/2018)
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Massachusetts (7/30/2018)
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Michigan (7/30/2018)
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Minnesota (7/30/2018)
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Nebraska (7/30/2018)
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Nevada (7/30/2018)
IAR
New Jersey (7/18/2018)
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New Jersey (7/27/2018)
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New York (7/27/2018)
IAR
New York (3/19/2021)
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North Carolina (7/29/2021)
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Ohio (7/30/2018)
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Oregon (7/30/2018)
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Pennsylvania (7/30/2018)
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South Carolina (7/30/2018)
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Tennessee (7/30/2018)
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Texas (7/30/2018)
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Virginia (7/30/2018)
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Washington (7/30/2018)
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West Virginia (7/30/2018)
SRO REGISTRATIONS (3)
RR
FINRA APPROVED
RR
Nasdaq ISE, LLC APPROVED
RR
Nasdaq Stock Market APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
NEUBERGER BERMAN BD LLC (#2908)
1290 Avenue Of The Americas, New York, NY, 10104
7/18/2018 - Current
BD
NEUBERGER BERMAN BD LLC (#2908)
1290 Avenue Of The Americas, New York, NY, 10104
7/17/2018 - Current
PREVIOUS EMPLOYERS (3)
RIA
ALLIANCEBERNSTEIN L.P. (#108477)
7/18/2011 - 5/12/2015
New York, NY
BD
SANFORD C. BERNSTEIN & CO., LLC (#104474)
5/14/2008 - 5/12/2015
New York, NY
BD
GOLDMAN SACHS & CO. LLC (#361)
12/15/2006 - 4/24/2008
New York, NY
CJ
Claim Profile

Christopher Robert Jennings

IAR
RR
CFP: Certified Financial Planner
Experience: 16 years / 4 firms
CRD#: 4220379


LOCATION
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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