CJ
Christopher Robert Jennings
IAR
RR
christopher r jennings,christopher robert jennings,christopher jenningsOVERVIEW
Christopher Robert Jennings, CFP, who also goes by Christopher R Jennings, Christopher Robert Jennings, Christopher Jennings, is a registered financial advisor at NEUBERGER BERMAN BD LLC located in New York, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 31 exams.
Disclosures
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Advisor Information
CREDENTIALS (1)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (35)
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Alaska (7/30/2018)RR
Arizona (7/30/2018)RR
Arkansas (7/30/2018)RR
California (7/30/2018)RR
Colorado (7/30/2018)RR
Connecticut (7/30/2018)RR
Delaware (7/30/2018)RR
District of Columbia (7/30/2018)RR
Florida (7/30/2018)RR
Georgia (7/30/2018)RR
Hawaii (7/30/2018)RR
Idaho (7/30/2018)RR
Illinois (7/30/2018)RR
Kentucky (7/30/2018)RR
Maine (7/30/2018)RR
Maryland (7/30/2018)RR
Massachusetts (7/30/2018)RR
Michigan (7/30/2018)RR
Minnesota (7/30/2018)RR
Nebraska (7/30/2018)RR
Nevada (7/30/2018)IAR
New Jersey (7/18/2018)RR
New Jersey (7/27/2018)RR
New York (7/27/2018)IAR
New York (3/19/2021)RR
North Carolina (7/29/2021)RR
Ohio (7/30/2018)RR
Oregon (7/30/2018)RR
Pennsylvania (7/30/2018)RR
South Carolina (7/30/2018)RR
Tennessee (7/30/2018)RR
Texas (7/30/2018)RR
Virginia (7/30/2018)RR
Washington (7/30/2018)RR
West Virginia (7/30/2018)SRO REGISTRATIONS (3)
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FINRA APPROVED
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Nasdaq ISE, LLC APPROVED
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Nasdaq Stock Market APPROVED
Firm Information
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CJ
Christopher Robert Jennings
IAR
RR
Experience: 16 years / 4 firms
CRD#: 4220379
LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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