Eric A. Blake

LIQUIDNET

NEW YORK, NY 10281

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CRD#: 4220269

Professional summary

Eric Austin Blake, who also goes by Eric Austin Blake A, Eric Austin Blake, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2000. Eric has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric Austin Blake A | Eric Austin Blake

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Austin Blake's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

LIQUIDNET, INC.

Office #1: 200 Vesey Street 5th Floor, New York, NY 10281

CRD#: 103987

NEW YORK, NY

Past

September 9, 2019 - November 6, 2023

BTG PACTUAL US CAPITAL, LLC

CRD#: 149486

Stamford, CT

Past

April 4, 2019 - June 17, 2019

VIRTU AMERICAS LLC

CRD#: 149823

New York, NY

Past

August 7, 2007 - June 17, 2019

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

March 27, 2007 - August 20, 2007

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

NEW YORK, NY

Past

September 15, 2003 - March 26, 2007

UST SECURITIES CORP.

CRD#: 13906

NEW YORK, NY

Past

August 15, 2000 - August 31, 2001

UST FINANCIAL SERVICES CORP.

CRD#: 36881

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/2/2024)

Exams

State Security Law Exam

Series 63

Date: 4/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/18/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/14/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

LIQUIDNET, INC.

CRD#: 103987 / SEC#: , 8-52461

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 5th Floor, New York, NY 10281

Mailing Address

200 Vesey Street 5th Floor, New York, NY 10281

Phone number

(212) 208-7061

Established

Delaware since 01/12/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC	SOLEMEMBER
BOND, ROBERT	CEO/DIRECTOR	4121948
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	CHIEF FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

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Eric A. Blake

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Austin Blake's CRS (Customer Relationship Summary).

Certified licenses

Experience

BTG PACTUAL US CAPITAL, LLC

VIRTU AMERICAS LLC

VIRTU ITG LLC

RAYMOND JAMES & ASSOCIATES, INC.

UST SECURITIES CORP.

UST FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/2007

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/18/2007

Series 7

Date: 8/14/2000

FINRA

Nasdaq Stock Market

Current Firm

LIQUIDNET, INC.

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LIQUIDNET, INC.

TRUST BUT VERIFY

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