TC

Thomas Paul Clooney

IAR
RR
thomas p clooney
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Thomas Paul Clooney, who also goes by Thomas P Clooney, is a registered financial advisor at RETIREMENT PLAN ADVISORS, LLC located in Egg Harbor Township, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Egg Harbor, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Thomas has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
1) RETIREMENT PLAN ADVISORS LLC, 105 WEST ADAMS ST STE 2175 CHICAGO IL, ADV REP OF A REGISTERED IN ADV, 11/2020, INV REL, 40/WK 32.5/TRADING
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (6)
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RR
Delaware (1/4/2021)
RR
Maryland (1/4/2021)
RR
New Jersey (10/23/2020)
IAR
New Jersey (11/4/2020)
RR
Pennsylvania (10/23/2020)
RR
Virginia (1/4/2021)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
RETIREMENT PLAN ADVISORS, LLC (#122758)
Egg Harbor Township, NJ
11/4/2020 - Current
BD
CAMBRIDGE INVESTMENT RESEARCH, INC. (#39543)
2 Marty Ln, Egg Harbor, NJ, 08234
10/23/2020 - Current
PREVIOUS EMPLOYERS (9)
RIA
HARRISDIRECT LLC (#42159)
5/24/2019 - 11/10/2020
King Of Prussia, PA
BD
E*TRADE SECURITIES LLC (#29106)
5/23/2019 - 11/10/2020
King Of Prussia, PA
RIA
CHARLES SCHWAB & CO., INC. (#5393)
5/12/2010 - 5/22/2019
Moorestown, NJ
BD
CHARLES SCHWAB & CO., INC. (#5393)
5/12/2010 - 5/22/2019
Moorestown, NJ
RIA
PNC INVESTMENTS (#129052)
4/6/2009 - 4/30/2010
Marmora, NJ
BD
PNC INVESTMENTS (#129052)
4/6/2009 - 4/30/2010
Marmora, NJ
RIA
STRATEGIC ADVISERS LLC (#104555)
10/21/2003 - 3/24/2009
Philadelphia, PA
BD
FIDELITY BROKERAGE SERVICES LLC (#7784)
6/17/2003 - 3/24/2009
Marlton, NJ
BD
NATIONAL FINANCIAL SERVICES LLC (#13041)
9/17/2002 - 6/18/2003
Boston, MA
TC
Claim Profile

Thomas Paul Clooney

IAR
RR
Experience: 21 years / 9 firms
CRD#: 4220116


LOCATION
No current location data
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