Daniel Levy is a registered financial professional at EVERCORE GROUP L.L.C. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 4 firms and has passed the Series 79TO, SIE, Series 7 and Series 24 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (4)
Investors' Exchange LLC APPROVED
Nasdaq BX, Inc. APPROVED
Nasdaq Stock Market APPROVED
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
EVERCORE GROUP L.L.C. (#42405)
55 East 52nd Street, New York, NY, 10055
4/20/2018 - Current
PREVIOUS EMPLOYERS (3)
GOLDMAN SACHS & CO. LLC (#361)
11/20/2003 - 10/24/2017
New York, NY
J.P. MORGAN SECURITIES LLC (#79)
9/26/2001 - 7/29/2002
New York, NY
FAMILY MANAGEMENT SECURITIES, LLC (#44319)
8/11/2000 - 12/5/2000
New York, NY
Experience: 23 years / 4 firms
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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