JW

Jeannie Lynn Wallace

IAR
RR
jeannie lynn mock,jenny lynn wallace
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Jeannie Lynn Wallace, who also goes by Jeannie Lynn Mock, Jenny Lynn Wallace, is a registered financial advisor at CETERA INVESTMENT ADVISERS LLC located in Boerne, Texas and CETERA ADVISOR NETWORKS LLC located in Boerne, Texas.

Jeannie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jeannie has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53, Series 51 and Series 24 exams.

Disclosures
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Advisor Information

ADVISOR PROFILE
Other Business
(1) NAME OF OTHER BUSINESS: WALLACE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 7/2008 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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RR
Texas (11/4/2002)
IAR
Texas (6/29/2023)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
CETERA INVESTMENT ADVISERS LLC (#105644)
Boerne, TX
6/29/2023 - Current
BD
CETERA ADVISOR NETWORKS LLC (#13572)
119 Greystone Point, Boerne, TX, 78006
10/29/2002 - Current
PREVIOUS EMPLOYER (1)
RIA
CETERA ADVISOR NETWORKS LLC (#13572)
3/7/2005 - 6/29/2023
Nassau Bay, TX
JW
Claim Profile

Jeannie Lynn Wallace

IAR
RR
Experience: 22 years / 2 firms
CRD#: 4219896


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in Usnews
As featured in USA Today
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As featured in Financial Planning
As featured in InvestmentNews
As featured in Financial Advisor Magazine
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Citywire logo
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PlanAdviser logo
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