MB
Matthew D. Brakke
EAGLE STRATEGIES LLC
PIERRE, SD 57501-1133
Some features on this profile are disabled
CRD#: 4219687
MB
Professional summary
Matthew Derek Brakke, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Pierre, South Dakota and NYLIFE SECURITIES LLC located in Pierre, South Dakota.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF BRAKKE FINANCIAL SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; START DATE 11/2003] [BRAKKE FINANCIAL SERVICES, LLC; COMMISSIONS PAID TO ENTITY-NON DBA; INVESTMENT RELATED; OWNER; START DATE 09/2008] [Pierre Fort Pierre Community Foundation Board of Directors; Charitable Foundation that provides grants to local organizations. As a board member, we are responsible for approving grant applications once a year.; 1714 N. Lincoln Ave; Pierre, SD 57501; Start Date 06/2020; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours;we are responsible for approving the various grant applications we receive each year][Lutheran Memorial Church Board of Trustees; volunteer board member for a three year term to assist in the oversight of church facilities, including maintenance and improvements; 320 E Prospect, Pierre SD 57501; Start Date 07/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours][South Dakota Inaugural Committee; City appointed committee designated to work with South Dakota State Government to host inaugural events for elected officials every 4 years; PO Box 277; Pierre SD 57501; Start Date 01/2025; Role/Title: Chairperson; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; co-chair-oversee all committees]
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Derek Brakke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 18, 2009 - Present
EAGLE STRATEGIES LLC
Office #1: 1205 N Harrison Avenue, Pierre, SD 57501-1133RIA
CRD#: 110826
PIERRE, SD
Current
August 17, 2000 - Present
NYLIFE SECURITIES LLC
Office #1: 1205 N Harrison Ave Suite 201, Pierre, SD 57501BD
CRD#: 5167
Pierre, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/14/2023)
RR
Colorado(1/5/2009)
RR
Florida(5/8/2023)
RR
Idaho(6/7/2023)
RR
Iowa(11/11/2020)
RR
Massachusetts(10/5/2016)
RR
Minnesota(8/29/2000)
RR
Montana(6/3/2025)
RR
Nebraska(4/16/2020)
RR
Nevada(8/10/2022)
RR
New Mexico(2/1/2024)
RR
North Carolina(4/30/2025)
RR
North Dakota(7/24/2006)
RR
South Dakota(8/17/2000)
IAR
South Dakota(9/18/2009)
RR
Utah(4/16/2024)
RR
Virginia(8/20/2020)
RR
Washington(8/2/2023)
RR
Wyoming(3/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
