Jason Bryan Carlson
IAR
RR
OVERVIEW
Jason Bryan Carlson, CFP is a registered financial advisor at CHARLES SCHWAB & CO., INC. located in Westlake, Texas.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jason has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information
CREDENTIALS (1)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (15)
RR
Arizona (10/28/2019)RR
California (10/8/2018)RR
Colorado (10/13/2022)RR
Hawaii (9/22/2021)RR
Illinois (4/19/2022)RR
Louisiana (6/21/2023)RR
Nevada (10/8/2018)RR
New Mexico (10/8/2018)RR
New York (4/19/2022)RR
Pennsylvania (4/19/2022)RR
Tennessee (3/31/2022)RR
Texas (10/8/2018)IAR
Texas (7/7/2021)RR
Virginia (12/8/2022)RR
Washington (4/19/2022)SRO REGISTRATIONS (2)
RR
FINRA APPROVED
RR
Nasdaq Stock Market APPROVED
Firm Information
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
Jason Bryan Carlson
IAR
RR
Experience: 23 years / 9 firms
CRD#: 4219497
LOCATION
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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