Matthew V. Peterson
Professional summary
Matthew Vaughn Peterson, who also goes by Matthew V Peterson, is a registered financial professional currently at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Vaughn Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2018 - Present
ASSETPOINT FINANCIAL, LLC
Office #1: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810July 15, 2010 - April 4, 2017
MERIDIAN INVESTMENTS, INC.
May 14, 2010 - July 1, 2010
SECURITIES AMERICA ADVISORS, INC.
May 14, 2010 - July 1, 2010
SECURITIES AMERICA, INC.
February 1, 2006 - March 23, 2009
MANULIFE INVESTMENT MANAGEMENT (US) LLC
February 1, 2006 - March 23, 2009
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
December 21, 2005 - March 23, 2009
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
August 7, 2000 - December 21, 2005
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ASSETPOINT FINANCIAL, LLC
CRD#: 168796 / SEC#: , 8-69332
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRAFI LLC (F/K/A INTRAFI NETWORK LLC) | MEMBER | |
| BERGIN, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE | 3056261 |
| KINNER, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 2542667 |
| PARISE, JANICE DRU | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2338583 |
Red Flags
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