MP

Matthew Vaughn Peterson

RR
matthew v peterson
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Matthew Vaughn Peterson, who also goes by Matthew V Peterson, is a registered financial professional at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (51)
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Alabama (11/6/2018)
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Alaska (11/6/2018)
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Arizona (11/6/2018)
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Arkansas (11/6/2018)
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California (11/6/2018)
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Colorado (11/6/2018)
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Connecticut (11/6/2018)
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Delaware (11/6/2018)
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District of Columbia (11/6/2018)
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Florida (11/6/2018)
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Georgia (11/6/2018)
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Hawaii (11/6/2018)
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Idaho (11/6/2018)
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Illinois (11/6/2018)
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Indiana (11/6/2018)
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Iowa (11/6/2018)
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Kansas (11/6/2018)
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Kentucky (11/6/2018)
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Louisiana (11/6/2018)
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Maine (11/6/2018)
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Maryland (11/6/2018)
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Massachusetts (11/6/2018)
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Michigan (11/6/2018)
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Minnesota (11/6/2018)
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Mississippi (11/6/2018)
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Missouri (11/6/2018)
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Montana (11/6/2018)
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Nebraska (11/6/2018)
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Nevada (11/6/2018)
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New Hampshire (11/6/2018)
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New Jersey (11/6/2018)
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New Mexico (11/6/2018)
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New York (11/6/2018)
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North Carolina (11/6/2018)
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North Dakota (11/6/2018)
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Ohio (11/6/2018)
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Oklahoma (11/6/2018)
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Oregon (11/6/2018)
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Pennsylvania (11/6/2018)
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Puerto Rico (11/6/2018)
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Rhode Island (11/6/2018)
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South Carolina (11/6/2018)
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South Dakota (11/6/2018)
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Utah (11/6/2018)
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Vermont (11/6/2018)
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Virgin Islands (11/6/2018)
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Virginia (11/6/2018)
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Washington (11/6/2018)
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West Virginia (11/6/2018)
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Wisconsin (11/6/2018)
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Wyoming (11/6/2018)
SRO REGISTRATIONS (1)
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FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
BD
ASSETPOINT FINANCIAL, LLC (#168796)
1300 North 17th Street Suite 1800, Arlington, VA, 22209-3810
11/6/2018 - Current
PREVIOUS EMPLOYERS (7)
BD
MERIDIAN INVESTMENTS, INC. (#13225)
7/15/2010 - 4/4/2017
Bethesda, MD
RIA
SECURITIES AMERICA ADVISORS, INC. (#110518)
5/14/2010 - 7/1/2010
Alexandria, VA
BD
SECURITIES AMERICA, INC. (#10205)
5/14/2010 - 7/1/2010
Alexandria, VA
RIA
MANULIFE INVESTMENT MANAGEMENT (US) LLC (#106435)
2/1/2006 - 3/23/2009
Boston, MA
RIA
JOHN HANCOCK INVESTMENT MANAGEMENT LLC (#105790)
2/1/2006 - 3/23/2009
Boston, MA
BD
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (#28262)
12/21/2005 - 3/23/2009
Boston, MA
BD
ALLIANCEBERNSTEIN INVESTMENTS, INC. (#14549)
8/7/2000 - 12/21/2005
Secaucus, NJ
MP
Claim Profile

Matthew Vaughn Peterson

RR
Experience: 23 years / 8 firms
CRD#: 4219493


LOCATION
No current location data
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