Charles T. Mcgortey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Tracy Mcgortey was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2000. Charles had worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2019 - March 27, 2020
BPU INVESTMENT MANAGEMENT INC.
July 5, 2019 - April 27, 2020
BPU INVESTMENT MANAGEMENT INC.
July 5, 2012 - July 11, 2017
PNC WEALTH MANAGEMENT LLC
July 5, 2012 - July 11, 2017
PNC WEALTH MANAGEMENT LLC
January 1, 2007 - May 30, 2012
STANCORP INVESTMENT ADVISERS, INC.
October 13, 2006 - May 30, 2012
STANCORP EQUITIES, INC.
May 25, 2005 - July 6, 2007
INVESMART ADVISORS INC
May 25, 2005 - November 23, 2007
INVESMART SECURITIES, LLC
June 14, 2004 - May 17, 2005
FEDERATED INVESTMENT COUNSELING
July 14, 2000 - May 17, 2005
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BPU INVESTMENT MANAGEMENT INC.
CRD#: 17058 / SEC#: 801-60229, 8-34979
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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