JS
Jon D. Stacy
SIGNATURE EQUITY PARTNERS
Sylvania, OH 43560
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CRD#: 4219292
JS
Professional summary
Jon D Stacy is a registered financial advisor currently at SIGNATURE EQUITY PARTNERS, LLC located in Sylvania, Ohio and OSAIC WEALTH, INC. located in Sylvania, Ohio.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jon has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/09/2018 - Varsity Wealth Management - DBA for advisory and broker-dealer business - investment related - at respective reported business location(s) - start: 02/2018 2. SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/08/2023 ADDRESS: 5800 Monroe St. Bldg. B5, Sylvania OH 43560, United States DESCRIPTION: Sales/marketing of investment advisory products 3. VARSITY WEALTH MANAGEMENT POSITION: : I conduct securities and variable insurance business under Varsity Wealth Management NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/07/2023 ADDRESS: 5800 Monroe St. Bldg B5, Sylvania OH 43560, United States DESCRIPTION: Sales/Marketing of securities and variable insurance products 4. VARSITY WEALTH MANAGEMENT - INSURANCE BROKER POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 09/07/2023 ADDRESS: 5800 Monroe St. Bldg. B5, Sylvania OH 43560, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Jon D Stacy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2023 - Present
SIGNATURE EQUITY PARTNERS, LLC
Office #1: 5800 Monroe Street, Building B, Sylvania, OH 43560RIA
CRD#: 327455
Sylvania, OH
Current
September 7, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 5800 Monroe Street Bldg. B5, Sylvania, OH 43560RIA
BD
CRD#: 23131
Sylvania, OH
Past
September 7, 2023 - October 17, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SYLVANIA, OH
Past
February 2, 2018 - September 20, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
SYLVANIA, OH
Past
February 2, 2018 - September 20, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
SYLVANIA, OH
Past
February 1, 2017 - February 2, 2018
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
BOWLING GREEN, OH
Past
February 1, 2017 - February 2, 2018
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
BOWLING GREEN, OH
Past
March 13, 2014 - February 1, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
TEMPERANCE, MI
Past
March 13, 2014 - February 1, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
TEMPERANCE, MI
Past
March 26, 2013 - March 17, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SYLVANIA, OH
Past
June 1, 2006 - March 17, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SYLVANIA, OH
Past
January 22, 2001 - June 2, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SE
SIGNATURE EQUITY PARTNERS, LLC
FIRST RESPONDERS FINANCIAL | VARSITY WEALTH MANAGEMENT | SIGNATURE FINANCIAL GROUP | SIGNATURE EQUITY PARTNERS, LLC | RIGHTSIDE FINANCIAL | PROFESSIONAL GUIDANCE FINANCIAL SERVICES AKA PG FINANCIAL | PHOENIX FINANCIAL GROUP | PATH FINANCIAL PARTNERS | MIDWEST RETIREMENT CONSULTANTS | MARK S WEAVER WEALTH ADVISORY | LEGACY CONSULTANTS GROUP | LC WEALTH MANAGEMENT | HARBOR WEALTH CONSULTANTS
CRD#: 327455 / SEC#: 801-128432
RIA
Registered Investment Advisory firm - (7/27/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/7/2023)
RR
Florida(9/7/2023)
RR
Maryland(9/7/2023)
RR
Massachusetts(9/7/2023)
RR
Michigan(9/7/2023)
RR
Minnesota(9/7/2023)
RR
New York(1/29/2025)
RR
North Carolina(9/20/2023)
RR
Ohio(9/7/2023)
IAR
Ohio(9/8/2023)
RR
Pennsylvania(10/4/2024)
RR
Texas(9/7/2023)
RR
Utah(9/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SE
SIGNATURE EQUITY PARTNERS, LLC
FIRST RESPONDERS FINANCIAL | VARSITY WEALTH MANAGEMENT | SIGNATURE FINANCIAL GROUP | SIGNATURE EQUITY PARTNERS, LLC | RIGHTSIDE FINANCIAL | PROFESSIONAL GUIDANCE FINANCIAL SERVICES AKA PG FINANCIAL | PHOENIX FINANCIAL GROUP | PATH FINANCIAL PARTNERS | MIDWEST RETIREMENT CONSULTANTS | MARK S WEAVER WEALTH ADVISORY | LEGACY CONSULTANTS GROUP | LC WEALTH MANAGEMENT | HARBOR WEALTH CONSULTANTS
CRD#: 327455 / SEC#: 801-128432
RIA
Registered Investment Advisory firm - (7/27/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
445 Hutchinson Avenue Suite 800, Columbus, OH 43235
Mailing Address
Phone number
(614) 846-6000
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,714 |
| AUM (Assets Under Management) | $ 330,621,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIGNATURE EQUITY PARTNERS, LLC
CRD#: 327455Sylvania, OH 43560TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
