JL
James Arthur Lehman
IAR
RR
OVERVIEW
James Arthur Lehman is a registered financial advisor at AMERIPRISE FINANCIAL SERVICES, LLC located in Tyler, Texas.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. James has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information
Firm Information
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JL
James Arthur Lehman
IAR
RR
Experience: 23 years / 2 firms
CRD#: 4219239
LOCATION
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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