Robert Fava
Professional summary
Robert Fava is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Totowa, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Fava's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2021 - Present
VANDERBILT SECURITIES, LLC
Office #1: 10 Furler St-3rd Floor, Totowa, NJ 07512January 10, 2017 - June 9, 2021
WESTPORT CAPITAL MARKETS, LLC
November 9, 2015 - January 5, 2017
ALEXANDER CAPITAL, L.P.
March 17, 2014 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
October 19, 2011 - March 24, 2014
LPL FINANCIAL LLC
March 4, 2011 - October 20, 2011
CETERA FINANCIAL SPECIALISTS LLC
November 5, 2007 - March 1, 2011
LIVERMORE TRADING GROUP, INC.
February 2, 2006 - November 15, 2007
MIDWOOD SECURITIES, INC.
May 23, 2001 - February 1, 2006
SGI, LLC
July 6, 2000 - September 20, 2000
SGI, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2021)
(3/17/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/10/2007
Limited Representative-Equity Trader ExamSeries 7A
Date: 2/25/2003
Floor Broker Representative ExamSeries 25
Date: 12/3/2001
NYSE Trading Assistant ExaminationFINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
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