Salim Shlomo Bassalian is a registered financial advisor at EAGLE STRATEGIES LLC located in Great Neck, New York and NYLIFE SECURITIES LLC located in Great Neck, New York.
Salim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Salim has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 55 and Series 7 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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[OPERATING UNDER THE DBA NAME OF SOLOMON BASS FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ROLE/TITLE: OWNER; 1 A FLOYD PLACE GREAT NECK, NY 11024; START DATE: 11/2012]
[Keren Yad Shmuel Ve Tamar; It is a Non Profit Religious Charity and I'm supposed to be a Non Compensated Director. They distribute food to poor people and provide religious studies.; 12 Waterview Road, Great Neck, NY 11024; Start Date 12/2021; Role/Title: Director; Not Investment Related; 0.10 hours per month; 0 hours per month during securities trading hours; directors. I might need to sign a couple of pages here and there. This is purely for charitable purposes. No profit. My fellow directors are very affluent members of my community]
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (11)
New Jersey (8/16/2019)
New Jersey (10/20/2020)
New York (5/21/2008)
New York (8/3/2021)
North Carolina (2/27/2023)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
EAGLE STRATEGIES LLC (#110826)
1a Floyd Place, Great Neck, NY, 11024
10/20/2020 - Current
NYLIFE SECURITIES LLC (#5167)
1 A Floyd Place, Great Neck, NY, 11024
5/19/2008 - Current
PREVIOUS EMPLOYER (1)
ELECTRONIC TRADING GROUP, LLC (#37453)
7/6/2000 - 2/6/2002
New York, NY
Salim Shlomo Bassalian
Experience: 23 years / 3 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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