KM

Kurt Alan Mansfield

RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Kurt Alan Mansfield is a registered financial professional at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.

Kurt is registered as a RR (Registered Representative) and started their career in finance in 2000. Kurt has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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RR
Connecticut (9/25/2019)
RR
New Jersey (9/25/2019)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
BD
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (#21570)
1 Corporate Drive, Shelton, CT, 06484
9/25/2019 - Current
PREVIOUS EMPLOYERS (5)
BD
PRUCO SECURITIES, LLC. (#5685)
4/16/2018 - 9/30/2019
Newark, NJ
BD
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (#18353)
6/17/2010 - 4/22/2016
Hartford, CT
BD
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (#21570)
10/14/2004 - 6/10/2010
Shelton, CT
BD
SKANDIA SECURITIES AMERICAS, INC. (#126822)
10/15/2003 - 9/1/2004
Boston, MA
BD
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (#21570)
9/19/2000 - 12/17/2003
Shelton, CT
KM
Claim Profile

Kurt Alan Mansfield

RR
Experience: 23 years / 4 firms
CRD#: 4219033


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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