Andrew Charles Blunt
IAR
RR
OVERVIEW
Andrew Charles Blunt, CFP is a registered financial advisor at THE AMERIFLEX GROUP located in Denver, Colorado and ROYAL ALLIANCE ASSOCIATES, INC. located in Lakewood, Colorado.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
Advisor Information
CREDENTIALS (1)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (30)
RR
Alaska (9/1/2023)RR
Arizona (9/1/2023)RR
California (9/1/2023)IAR
Colorado (4/30/2020)RR
Colorado (9/1/2023)RR
Connecticut (9/1/2023)RR
Florida (9/1/2023)RR
Georgia (9/1/2023)RR
Hawaii (9/1/2023)RR
Idaho (9/1/2023)RR
Illinois (9/1/2023)RR
Iowa (9/1/2023)RR
Kansas (9/1/2023)RR
Massachusetts (9/1/2023)RR
Michigan (9/1/2023)RR
Nebraska (9/1/2023)RR
Nevada (9/1/2023)RR
New Mexico (9/1/2023)RR
New York (9/1/2023)RR
North Dakota (9/1/2023)RR
Ohio (9/1/2023)RR
Oregon (9/1/2023)RR
Pennsylvania (9/1/2023)RR
South Dakota (9/1/2023)RR
Tennessee (9/1/2023)IAR
Texas (1/2/2021)RR
Texas (9/1/2023)RR
Washington (9/1/2023)RR
West Virginia (9/1/2023)RR
Wyoming (9/1/2023)SRO REGISTRATIONS (1)
RR
FINRA APPROVED
Firm Information
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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