FR

Francois Rodriguez

IAR
RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Francois Rodriguez is a registered financial advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located in Jacksonville, Florida.

Francois is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Francois has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
Other Business
I*13428 For profit or not for profit: Name of outside business organization: Executor and Successor Trustee Investment related: Address of business: jacksonville, Florida 32250 Nature of business: , Position, title, association: , Start date of relationship: 6/22/2021 Number of hours devoted: 80 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (55)
Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming
RR
Alabama (2/15/2006)
RR
Alaska (2/15/2006)
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Arizona (2/15/2006)
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Arkansas (2/15/2006)
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California (2/15/2006)
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Colorado (2/15/2006)
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Connecticut (2/15/2006)
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Delaware (2/15/2006)
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District of Columbia (2/15/2006)
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Florida (1/25/2006)
IAR
Florida (2/28/2006)
RR
Georgia (1/25/2006)
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Hawaii (2/15/2006)
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Idaho (2/15/2006)
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Illinois (2/15/2006)
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Indiana (2/15/2006)
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Iowa (2/15/2006)
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Kansas (2/15/2006)
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Kentucky (2/15/2006)
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Louisiana (2/15/2006)
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Maine (2/15/2006)
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Maryland (2/15/2006)
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Massachusetts (2/15/2006)
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Michigan (2/15/2006)
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Minnesota (2/15/2006)
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Mississippi (2/15/2006)
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Missouri (2/15/2006)
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Montana (2/15/2006)
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Nebraska (2/15/2006)
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Nevada (2/15/2006)
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New Hampshire (2/15/2006)
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New Jersey (2/15/2006)
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New Mexico (2/15/2006)
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New York (2/15/2006)
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North Carolina (2/16/2006)
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North Dakota (2/15/2006)
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Ohio (2/17/2006)
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Oklahoma (2/15/2006)
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Oregon (2/15/2006)
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Pennsylvania (2/15/2006)
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Puerto Rico (2/15/2006)
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Rhode Island (2/15/2006)
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South Carolina (2/15/2006)
RR
South Dakota (2/15/2006)
RR
Tennessee (2/15/2006)
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Texas (2/15/2006)
IAR
Texas (2/28/2006) RESTRICED
RR
Utah (2/15/2006)
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Vermont (2/15/2006)
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Virgin Islands (5/15/2006)
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Virginia (2/15/2006)
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Washington (2/15/2006)
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West Virginia (2/15/2006)
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Wisconsin (2/15/2006)
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Wyoming (2/15/2006)
SRO REGISTRATIONS (9)
RR
Cboe BYX Exchange, Inc. APPROVED
RR
Cboe BZX Exchange, Inc. APPROVED
RR
Cboe EDGA Exchange, Inc. APPROVED
RR
Cboe EDGX Exchange, Inc. APPROVED
RR
Cboe Exchange, Inc. APPROVED
RR
FINRA APPROVED
RR
Investors' Exchange LLC APPROVED
RR
Nasdaq Stock Market APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
4800-4804 Deer Lake Dr E Investment Solutions Group, Jacksonville, FL, 32246
2/9/2006 - Current
BD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
4800-4804 Deer Lake Dr E Investment Solutions Group, Jacksonville, FL, 32246
1/25/2006 - Current
PREVIOUS EMPLOYERS (4)
RIA
CHASE INVESTMENT SERVICES CORP. (#25574)
6/20/2005 - 12/6/2005
Tampa, FL
BD
CHASE INVESTMENT SERVICES CORP. (#25574)
6/17/2005 - 12/6/2005
Chicago, IL
BD
BROWNCO, LLC (#1326)
4/24/2002 - 6/13/2005
Boston, MA
BD
GUNNALLEN FINANCIAL, INC (#17609)
7/20/2000 - 8/7/2001
Tampa, FL
FR
Claim Profile

Francois Rodriguez

IAR
RR
Experience: 23 years / 4 firms
CRD#: 4218570


LOCATION
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