BC
Brian J. Cote
GPWA
Nashville, TN
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CRD#: 4218494
BC
Professional summary
Brian Joseph Cote is a registered financial advisor currently at GPWA, LLC located in Nashville, Tennessee.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Mr.Cote owns a rental property located at 216 Sloan Rd., Nashville, TN in his personal name; non-investment related; position - owner of properties; the property was purchased in April of 1996; Mr. Cote devotes a total of 1 hour per month to the business; no hours are devoted during trading hours; his duties are collecting rent and arranging for maintenance, if required. 2. Mr.Cote owns a rental property located at 3511 Echo Hill Ave., Nashville, TN in his personal name; non-investment related; position - owner of properties; the property was purchased in October 2015; Mr. Cote devotes a total of 1 hour per month to the business; no hours are devoted during trading hours; his duties are collecting rent and arranging for maintenance, if required. 3. the name of the other business; Endurance Strategies whether the business is investment-related; No the address of the other business; 400 Downfield Way, Smyrna, GA. 30082 the nature of the other business; Seeking and negotiating Bank and Non-Bank Loans, Credit Facilities, Debt Financings, and Portfolio Loan Sales for Individual Clients, Business Owners, Non-Bank Lending and Financing Platforms, and Fund Sponsors. This activity would involve providing market intelligence and research on the capital markets, securing financing sources that will fit the client's financing needs, advising the clients on the structure in the context of execution of their financing needs, and negotiating terms and conditions. Upon successfully negotiating a loan, debt facility, credit facility, or financing solution for the client, I would be compensated with an appropriate Debt Placement Advisory Fee that will be paid directly to me upon a successful closing. your position; Loan Broker title, or relationship with the other business; Consultant the start date of your relationship; 6/6/25 the approximate number of hours/month you devote to the other business; 20-40 hours the number of hours you devote to the other business during securities trading hours; 20 hours briefly describe your duties relating to the other business; Organization Member performing duties tied to the Nature of Other Business noted above.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Joseph Cote's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Cote's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2017 - Present
GPWA, LLC
RIA
BD
CRD#: 170171
Nashville, TN
Current
November 18, 2014 - Present
GPWA, LLC
Office #1: 2400 Barton Ave., Nashville, TN 37212RIA
BD
CRD#: 170171
Nashville, TN
Past
January 5, 2015 - December 31, 2015
GRAMERCY PARK WEALTH ADVISORS, LLC
RIA
CRD#: 166875
NASHVILLE, TN
Past
October 7, 2013 - February 11, 2014
GRAMERCY PARK WEALTH ADVISORS, LLC
RIA
CRD#: 166875
NASHVILLE, TN
Past
January 13, 2012 - December 18, 2014
TRIAD ADVISORS LLC
RIA
CRD#: 25803
NASHVILLE, TN
Past
January 13, 2012 - December 18, 2014
TRIAD ADVISORS LLC
BD
CRD#: 25803
NASHVILLE, TN
Past
May 12, 2010 - December 31, 2011
TRIAD ADVISORS LLC
BD
CRD#: 25803
SHREWSBURY, MA
Past
December 2, 2008 - December 31, 2012
SMITH WB FINANCIAL GROUP
RIA
CRD#: 107543
NASHVILLE, TN
Past
August 14, 2008 - December 31, 2008
SMITH WB FINANCIAL GROUP
RIA
CRD#: 107543
NASHVILLE, TN
Past
January 20, 2006 - May 29, 2008
ALPHA EQUITY RESEARCH, INC.
BD
CRD#: 37654
NORTH HAMPTON, NH
Past
February 20, 2004 - January 4, 2006
TAYLOR SECURITIES, INC.
RIA
CRD#: 17575
BRENTWOOD, TN
Past
July 19, 2000 - January 4, 2006
TAYLOR SECURITIES, INC.
BD
CRD#: 17575
BRENTWOOD, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/4/2015)
RR
Georgia(2/8/2023)
IAR
Georgia(2/15/2023)
RR
Illinois(2/8/2021)
RR
Indiana(3/23/2016)
RR
Kentucky(4/15/2020)
RR
Minnesota(10/21/2020)
RR
Missouri(9/10/2020)
RR
Nevada(4/15/2020)
RR
North Carolina(4/15/2020)
RR
Tennessee(2/20/2015)
IAR
Tennessee(5/4/2017)
RR
Virginia(8/17/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GL
GPWA, LLC
GPWA, LLC | GRAMERCY PARK WEALTH ADVISORS, LLC
CRD#: 170171 / SEC#: , 8-69413
Georgia
Registered Investment Advisory firm - SEC (2/15/2023 Approved)Michigan
Registered Investment Advisory firm - SEC (11/28/2018 Terminated)Tennessee
Registered Investment Advisory firm - SEC (10/2/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2400 Barton Ave., Nashville, TN 37212
Mailing Address
2400 Barton Ave., Nashville, TN 37212
Phone number
(615) 424-2118
Established
Tennessee since 01/29/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 88,197,399 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
