Wonkyong Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wonkyong Kim, who also goes by Wonkyong Don Kim, was a registered financial professional .
Wonkyong is a previously registered financial professional and started their career in finance in 2000. Wonkyong had worked at 4 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2014 - November 11, 2016
KLK CAPITAL MANAGEMENT LLC
June 5, 2006 - June 30, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
February 10, 2004 - October 12, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
October 31, 2003 - February 9, 2004
KING FINANCIAL SERVICES, INC.
April 29, 2003 - November 5, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
August 14, 2000 - May 6, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
KLK CAPITAL MANAGEMENT LLC
CRD#: 170571 / SEC#: 801-80666
Contact information
Regulatory assets under management
| Total Number of Accounts | 283 |
| AUM (Assets Under Management) | $ 141,810,016 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2023 | ||
| 11/17/2022 | ||
| 12/21/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
