AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AS

Andrew C. Sabola

Some features on this profile are disabled
CRD#: 4218118
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Creston Sabola was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2002. Andrew had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 24, 2011 - March 13, 2015

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
BOSTON, MA
Past

June 17, 2011 - March 13, 2015

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

January 18, 2011 - June 20, 2011

ENVESTNET PMC

RIA
CRD#: 111694
CHICAGO, IL
Past

January 14, 2011 - June 20, 2011

PORTFOLIO BROKERAGE SERVICES, INC.

BD
CRD#: 18554
CHICAGO, IL
Past

June 22, 2009 - April 19, 2010

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

March 13, 2008 - April 16, 2010

ENVESTNET PORTFOLIO SOLUTIONS, INC.

RIA
CRD#: 109662
BOSTON, MA
Past

July 18, 2002 - April 20, 2004

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MANULIFE INVESTMENT MANAGEMENT (US) LLC
JOHN HANCOCK ASSET MANAGEMENT | SOVEREIGN ASSET MANAGEMENT LLC | SOVEREIGN ASSET MANAGEMENT CORPORATION | SOVEREIGN ASSET MANAGEMENT A DIVISION OF MANULIFE ASSET MANAGEMENT (US) LLC | SOVEREIGN ASSET MANAGEMENT A DIVISION OF JOHN HANCOCK ASSET MANAGEMENT | SOVEREIGN ASSET MANAGEMENT | MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC | MANULIFE INVESTMENT MANAGEMENT (US) LLC | MANULIFE INVESTMENT MANAGEMENT | MANULIFE ASSET MANAGEMENT (US) LLC | MANULIFE ASSET MANAGEMENT | JOHN HANCOCK INVESTMENT MANAGEMENT A DIVISION OF MANULIFE INVESTMENT MANAGEMENT US | JOHN HANCOCK ASSET MANAGEMENT A DIVISION OF MANULIFE ASSET MANAGEMENT (US) LLC

CRD#: 106435 / SEC#: 801-42023

RIA
Registered Investment Advisory firm - (8/4/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/13/2009
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/7/2008
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/13/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/1/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/19/2009
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MI
MANULIFE INVESTMENT MANAGEMENT (US) LLC
JOHN HANCOCK ASSET MANAGEMENT | SOVEREIGN ASSET MANAGEMENT LLC | SOVEREIGN ASSET MANAGEMENT CORPORATION | SOVEREIGN ASSET MANAGEMENT A DIVISION OF MANULIFE ASSET MANAGEMENT (US) LLC | SOVEREIGN ASSET MANAGEMENT A DIVISION OF JOHN HANCOCK ASSET MANAGEMENT | SOVEREIGN ASSET MANAGEMENT | MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC | MANULIFE INVESTMENT MANAGEMENT (US) LLC | MANULIFE INVESTMENT MANAGEMENT | MANULIFE ASSET MANAGEMENT (US) LLC | MANULIFE ASSET MANAGEMENT | JOHN HANCOCK INVESTMENT MANAGEMENT A DIVISION OF MANULIFE INVESTMENT MANAGEMENT US | JOHN HANCOCK ASSET MANAGEMENT A DIVISION OF MANULIFE ASSET MANAGEMENT (US) LLC

CRD#: 106435 / SEC#: 801-42023

RIA
Registered Investment Advisory firm - (8/4/1992 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
197 Clarendon St, Boston, MA 02116
Mailing Address
Phone number
(617) 375-1500
Established
Firm type
Fiscal year end
# of Employees
270

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MANULIFE INVESTMENT MANAGEMENT (US) LLC FORM ADV PART 2A BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts4,946
AUM (Assets Under Management)$ 201,358,536,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANULIFE INVESTMENT MANAGEMENT (US) LLC

CRD#: 106435

TRUST BUT VERIFY

Monitor Andrew Sabola

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics