Joshua M. Moss

THE INFORMED MOMENTUM COMPANY LLC

Solana Beach, CA 92075

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CRD#: 4217948

Professional summary

Joshua Matthew Moss is a registered financial advisor currently at THE INFORMED MOMENTUM COMPANY LLC located in Solana Beach, California.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joshua has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Matthew Moss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2008 - Present

THE INFORMED MOMENTUM COMPANY LLC

Office #1: 215 Highway 101 Suite 216, Solana Beach, CA 92075

RIA

CRD#: 144908

Solana Beach, CA

Past

July 22, 2002 - August 20, 2007

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

RIA

CRD#: 104606

SAN DIEGO, CA

Past

January 9, 2002 - August 20, 2007

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Past

January 8, 2001 - November 5, 2001

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INFORMED MOMENTUM COMPANY LLC

EAM INVESTORS, LLC | THE INFORMED MOMENTUM COMPANY LLC | EUDAIMONIA ASSET MANAGEMENT, LLC

CRD#: 144908 / SEC#: 801-70305

RIA

Registered Investment Advisory firm - (7/17/2009 Approved)

California

Registered Investment Advisory firm - (7/21/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/14/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/2001

General Securities Representative Examination

Current Firm

THE INFORMED MOMENTUM COMPANY LLC

EAM INVESTORS, LLC | THE INFORMED MOMENTUM COMPANY LLC | EUDAIMONIA ASSET MANAGEMENT, LLC

CRD#: 144908 / SEC#: 801-70305

RIA

Registered Investment Advisory firm - (7/17/2009 Approved)

California

Registered Investment Advisory firm - (7/21/2009 Terminated)

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Contact information

Main Address

215 Highway 101 Suite 216, Solana Beach, CA 92075

Mailing Address

Phone number

(760) 479-5080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

THE INFORMED MOMENTUM COMPANY LLC FORM ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 1,097,690,418

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua M. Moss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Matthew Moss's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE INFORMED MOMENTUM COMPANY LLC

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

NICHOLAS-APPLEGATE SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

THE INFORMED MOMENTUM COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2002

Series 63

Date: 4/9/2001

Series 7

Date: 1/5/2001

Current Firm

THE INFORMED MOMENTUM COMPANY LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE INFORMED MOMENTUM COMPANY LLC

TRUST BUT VERIFY

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