JB
Jason M. Basler
CETERA INVESTMENT ADVISERS LLC
STE. GENEVIEVE, MO 63670
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CRD#: 4216813
JB
Professional summary
Jason Michael Basler, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ste. Genevieve, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in Ste. Genevieve, Missouri.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jason has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HSB ADVISORS,LLC -INV REL -SAME ADDRESS AS REGISTERED BRANCH,CPA PRACTICE,STARTED 11/2015,OWNER,APX 40 HRS/WK,TAX,ACCOUNTING,AUDITING,AND CONSULTING,POWER OF ATTORNEY TO REPRESENT CLIENTS BEFORE THE IRS OPERATE THE BUSINESS. 2) ST. GENEVIEVE CATHOLIC CHURCH,NOT INV REL,49 DUBOURGH PL,STE GENEVIEVE,MO 63670;RELIGIOUS;START 4/2015;LESS THAN 0.5 HOURS/WEEK AFTER TRADING HOURS;FINANCE BOARD 3) KNIGHTS OF COLUMBUS COUNCIL 1037,NOT INVREL,600 MARKET ST,STE GENEVIEVE,MO,63670,KNIGHTS OF COLUMBUS,1HR/WK NOT DURING TRADING,MEMBER OF CLUBROOM BOARD. 4) MRV BANKS, NOT INV REL,871 STE GENEVIEVE DRIVE,STE GENEVIEVE,MO,63670,BANKING AND LENDING INSTITUTION,STARTED 3/2018,POSITION:BOARD MEMBER, APX 1 HRS PER WK,MAY BE DUR TRADING HOURS, DUTIES:REVIEWING FINANCIAL OF BANKING OPERATIONS AND APPROVING LOANS OF CURRENT AND POTENTIAL CUSTOMERS OF THE BANK. 5) BUSINESS:5599 PROPERTIES LLC; INV REL:NO; ADDRESS:21530 HIGHWAY 32,STE GENEVIEVE,MO 63670; NATURE OF BUSINESS:COMMERCIAL RENTAL PROPERTY; START DATE:05/2018; POSITION:OWNER / PARTNER; APX #OF HRS PER WK:0; APX # OF HRS DUR TRADING HRS:0; DUTIES:NONE,PARTNER WILL ASSIST IN COLLECTING RENT AND PAYING BILLS; 6) RIVERDOGS BASEBALL TEAM; INV REL: NO; ADDRESS:STE GENEVIEVE,MO 63670; NATURE OF BUSINESS:BASEBALL TEAM START DATE:03/2020; POSITION: HEAD COACH; APX # OF HRS PER WK:5; APX # OF HRS DUR TRADING HRS: 0; DUTIES:ORGANIZE PRACTICES,PROVIDE INSTRUCTIONAL DRILLS AND MANAGE TEAM; 7) HSB FINANCIAL SOLUTIONS LLC; INV REL:YES; ADDRESS:SAME AS REGISTERED LOCATION; NATURE OF BUSINESS:FINANCIAL SERVICES; START DATE:9/2020; POSITION:OWNER; APX # OF HRS PER WK:20; APX # OF HRS DUR TRADING HRS:20; DUTIES:DBA FOR FINANCIAL SERVICES 8) MISSISSIPPI LIME COMPANY; INV REL:NO; ADDRESS:16147 US HIGHWAY 61,STE GENEVIEVE,MO 63670; NATURE OF BUSINESS:COMMUNITY ADVISORY PANEL; START DATE:06/2021; POSITION:BOARD MEMBER APX # OF HRS PER WK:2 PER QUARTERLY MEETING; APX # OF HRS DUR TRADING HRS:2 PER QUARTERLY MEETING; DUTIES:COMMUNICATE WITH COMMUNITY BY ALLOWING BOARD TO LEARN MORE ABOUT MLC; 9) FATHEAD FARMS LLC, INV REL:NO, ADDRESS:275 GERARD ST,STE GENEVIEVE,MO,63670, NATURE OF BUSINESS:RECREATIONAL REAL ESTATE, START DATE:09/2021, POSITION:PARTNER, LESS THAN 1 HR PER WK,NOT DUR TRADING HRS, DUTIES:MAINTAINS PROPERTY; 10) 27 N MAIN STREET,LLC, INV REL:NO, ADDRESS:SAME AS REGISTERED LOCATION, NATURE OF BUSINESS:REAL ESTATE, START DATE:03/2023, POSITION:PARTNER, LESS THAN 1 HR A WK,MAY BE DUR TRADING HRS, DUTIES:COMMERCIAL RENTAL; 11) 620 COLLINS PROPERTY HOLDINGS,LLC; INV REL:NO; ADDRESS:SAME AS REGISTERED LOCATION; NATURE OF BUSINESS:COMMERCIAL RENTAL REAL ESTATE; START DATE:03/2024; POSITION:MEMBER; APX # OF HRS PER WK:LESS THAN 1; APX # OF HRS DUR TRADING HRS:LESS THAN 1; DUTIES:ASSISTING IN FINANCIALS,MAINTENANCE /UPKEEP OF THE BUILDING,CONDUCTING MEETINGS AND MAINTAINING RECORDS;
CRS (Client Relationship Summary) - RIA
Click below to view Jason Michael Basler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 17, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 21450 Highway 32, Ste. Genevieve, MO 63670RIA
CRD#: 105644
STE. GENEVIEVE, MO
Current
October 24, 2003 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 21450 Highway 32, Ste. Genevieve, MO 63670BD
CRD#: 10358
Ste. Genevieve, MO
Past
March 8, 2002 - November 21, 2003
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
August 22, 2000 - December 8, 2001
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2023)
RR
Colorado(9/18/2024)
RR
Florida(1/19/2023)
RR
Illinois(3/13/2006)
RR
Iowa(1/11/2024)
RR
Kansas(2/9/2021)
RR
Mississippi(7/26/2005)
RR
Missouri(10/24/2003)
IAR
Missouri(8/17/2004)
RR
Montana(11/28/2018)
RR
Oregon(6/4/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Ste. Genevieve, MO 63670TRUST BUT VERIFY
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