Patrice L. Maher

DRIVEWEALTH

New York, NY 10005

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CRD#: 4216432

Professional summary

Patrice Lynn Maher is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York and DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York.

Patrice is registered as a RR (Registered Representative) and started their career in finance in 2012. Patrice has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrice Lynn Maher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2023 - Present

DRIVEWEALTH, LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005

CRD#: 165429

New York, NY

Current

October 3, 2023 - Present

DRIVEWEALTH INSTITUTIONAL LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY 10005

CRD#: 33038

New York, NY

Past

June 13, 2022 - August 24, 2023

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 22, 2012 - May 10, 2022

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(8/25/2023)

New York
(8/25/2023)

Exams

State Security Law Exam

Series 63

Date: 6/4/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2012

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

DRIVEWEALTH INSTITUTIONAL LLC

CUTTONE & CO., INC. | DRIVEWEALTH INSTITUTIONAL LLC | CUTTONE & CO., LLC

CRD#: 33038 / SEC#: , 8-31461

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

11 Wall Street, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone number

(646) 943-5400

Established

New York since 10/04/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (32 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DRIVEWEALTH HOLDINGS INC.	SOLE MEMBER
BLANGIARDO, ALESSIO	FINANCIAL & OPERATIONS PRINCIPAL	5600541
ILARIO, ANTHONY	CHIEF OPERATING OFFICER	2262100
MADARASZ, RONALD JOHN	SENIOR MANAGER, INSTITUTIONAL SALES & TRADING	1769473
PALAPARTHI, VENU MADHAV	CHIEF EXECUTIVE OFFICER	2437777
POND, ERIC	ROSFP	6069469
QUINONES, VINCENT JOSEPH	HEAD OF EXECUTION SERVICES	4308610
TZANETEAS, ALEC MICHAEL	CHIEF COMPLIANCE OFFICER	6983736

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrice L. Maher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrice Lynn Maher's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRIVEWEALTH INSTITUTIONAL LLC

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/4/2013

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2012

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

DRIVEWEALTH INSTITUTIONAL LLC

Contact information

FINRA licenses (32 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DRIVEWEALTH INSTITUTIONAL LLC

TRUST BUT VERIFY

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