Thomas M. Sheridan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Sheridan was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1967. Thomas had worked at 1 firm and has passed the Series 66, Series 55, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 1967 - March 7, 2003
ALLEN & COMPANY OF FLORIDA, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/2/1998
Limited Representative-Equity Trader ExamSeries 1
Date: 8/18/1959
Registered Representative ExaminationSeries 00
Date: 9/28/1967
General Securities Principal ExaminationCurrent Firm
ALLEN & COMPANY OF FLORIDA, LLC
CRD#: 25 / SEC#: 801-57874, 8-9877
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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