Clarence K. Ho
Professional summary
Clarence K Ho, who also goes by Clarence Ho, Kalun Ho, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Francisco, California and CHARLES SCHWAB & CO., INC. located in San Francisco, California.
Clarence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Clarence has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clarence K Ho's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 211 Main Street, San Francisco, CA 94105-1901November 15, 2000 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 211 Main Street, San Francisco, CA 94105October 27, 2006 - December 31, 2011
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2025)
(1/17/2001)
(1/3/2012)
(1/22/2015)
(2/10/2015)
(2/12/2015)
(2/19/2025)
(3/7/2001)
(1/3/2002)
(3/7/2001)
(2/7/2024)
(7/13/2015)
(2/7/2024)
(2/7/2024)
(1/22/2020)
(3/7/2001)
(2/7/2024)
(3/7/2001)
(12/5/2017)
(2/7/2024)
(6/10/2025)
(2/7/2024)
(3/7/2001)
(1/3/2020)
(3/7/2001)
(1/18/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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