JL
Joseph H. Langlois
DIVERSIFY ADVISORY SERVICES
San Jose, CA 95126
Some features on this profile are disabled
CRD#: 4216281
JL
Professional summary
Joseph H Langlois III, CFP® is a registered financial advisor currently at DIVERSIFY ADVISORY SERVICES, LLC located in San Jose, California and DFPG INVESTMENTS, LLC located in San Jose, California.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed Insurance; Non-Investment Related; 2368 2nd Ave San Diego CA 92101; Insurance; Insurance Broker; 12/2015; 5% during business hours; Insurance Sales
2. Global Wealth Partners Investment Holdings II; Non-Investment Related; 2368 2nd Ave San Diego CA 92101; LLC; President; 12/2015; 0% during business hours; LLC to own real estate, LLC that owns SD office building
3. J Three Enterprises; Non-Investment Related; 2368 2nd Ave San Diego CA 92101; Professional Services; President; 12/2015; 0% during business hours; Payroll/Professional Services
4. L & L Acquisitions; Investment Related; 2368 2nd Ave San Diego CA 92101; LLC; Passive Investor; 12/2015; 0% during business hours; LLC that owns real estate
5. Real Estate; Non-Investment Related; 2368 2nd Ave San Diego CA 92101; Real Estate; 12/2015; 0% during business hours; Owns Non-Securitized Real Estate, Owns income producing real estate
6. Father's Estate; Non-Investment Related; 2368 2nd Ave San Diego CA 92101; Father's Estate; Executor; 12/2015; 0% during business hours; Executor of Father's Estate
CRS (Client Relationship Summary) - RIA
Click below to view Joseph H Langlois III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 22, 2023 - Present
DIVERSIFY ADVISORY SERVICES, LLC
Office #1: 1764 The Alameda, San Jose, CA 95126RIA
CRD#: 326060
San Jose, CA
Current
December 15, 2015 - Present
DFPG INVESTMENTS, LLC
Office #1: 1764 The Alameda, San Jose, CA 95126BD
CRD#: 155576
San Jose, CA
Past
December 18, 2015 - February 9, 2024
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
San Diego, CA
Past
July 2, 2012 - December 21, 2015
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SAN DIEGO, CA
Past
June 3, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
San Diego, CA
Past
June 3, 2010 - December 18, 2015
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
San Diego, CA
Past
January 14, 2005 - June 7, 2010
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SAN DIEGO, CA
Past
November 16, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
SAN DIEGO, CA
Past
November 16, 2001 - June 7, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/21/2022)
RR
Arizona(12/15/2015)
RR
California(12/15/2015)
IAR
California(12/26/2023)
RR
Colorado(12/15/2015)
RR
Delaware(3/15/2023)
RR
Florida(12/15/2015)
RR
Georgia(4/21/2021)
RR
Hawaii(12/15/2015)
RR
Idaho(12/15/2015)
RR
Kentucky(7/9/2018)
RR
Louisiana(8/5/2016)
RR
Maine(2/14/2020)
RR
Maryland(10/7/2016)
RR
Massachusetts(12/15/2015)
RR
Michigan(12/15/2015)
RR
Minnesota(1/12/2021)
RR
Montana(4/28/2016)
RR
Nebraska(12/15/2015)
RR
Nevada(12/15/2015)
RR
New Hampshire(2/7/2025)
IAR
New Hampshire(2/20/2025)
RR
New Jersey(5/30/2018)
RR
New Mexico(12/15/2015)
RR
New York(12/15/2015)
RR
North Carolina(12/15/2015)
RR
Oregon(12/15/2015)
RR
Pennsylvania(6/26/2018)
RR
Puerto Rico(1/18/2024)
RR
South Carolina(10/7/2021)
RR
South Dakota(4/11/2018)
RR
Tennessee(8/13/2021)
RR
Texas(12/15/2015)
IAR
Texas(12/22/2023)
RR
Utah(7/20/2022)
RR
Virginia(2/25/2021)
RR
Washington(12/15/2015)
RR
Wisconsin(1/29/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
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Contact information
Main Address
9017 S Riverside Dr. Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
171
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,318 |
| AUM (Assets Under Management) | $ 3,206,698,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
