Jonah Engler
Professional summary
Jonah Engler was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jonah is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Jonah had worked at 6 firms, which includes GLOBAL ARENA CAPITAL CORP, HFP CAPITAL MARKETS LLC, DAWSON JAMES SECURITIES INC., EASTBROOK CAPITAL GROUP LLC, SPENCER CLARKE LLC, GUNNALLEN FINANCIAL INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2013 - April 16, 2015
GLOBAL ARENA CAPITAL CORP
February 26, 2009 - October 17, 2013
HFP CAPITAL MARKETS LLC
May 2, 2008 - March 26, 2009
DAWSON JAMES SECURITIES, INC.
December 7, 2000 - May 2, 2008
EASTBROOK CAPITAL GROUP LLC
October 5, 2000 - November 30, 2000
SPENCER CLARKE LLC
July 3, 2000 - September 27, 2000
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
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