Keith C. Piscitello
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Clive, IA
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CRD#: 4215806
Professional summary
Keith Charles Piscitello, CFP®, who also goes by Keith C Piscitello, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Clive, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Clive, Iowa.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Keith has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith C Piscitello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SIMPLY SOPHISTICATED WEALTH PLANNING LLC, 15149 BUENA VISTA DR CLIVE IA, 05/2024, OWNER, DBA, INV REL, 40 HR/MO 35 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 3) SIMPLY SOPHISTICATED WEALTH PLANNING, LLC, 15149 Buena Vista Dr, Clive IA 50325, United States, 05/15/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO 0 HR/MO TRADING 4) MID IOWA ESTATE AND FINANCIAL PLANNING COUNCIL, Iowa State Bank, 2301 128th St., Urbandale IA 50323, United States, 07/31/2024, Secretary, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO 0 HR/MO TRADING 5) ALZHEIMER'S ASSOCIATION IOWA CHAPTER PROFESSIONAL ADVISORY BOARD, 1415 28th St., Suite 430, West Des Moines IA 50266, United States, 07/2025, BOARD MEMBER, NIR, 2 HR/MO - 2 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Charles Piscitello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
May 6, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Clive, IA
Current
May 6, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Clive, IA
Past
November 2, 2018 - May 6, 2024
OSAIC FA, INC.
RIA
CRD#: 3978
CLIVE, IA
Past
November 2, 2018 - May 6, 2024
OSAIC FA, INC.
BD
CRD#: 3978
CLIVE, IA
Past
February 3, 2017 - November 5, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ARLINGTON HEIGHTS, IL
Past
February 3, 2017 - November 5, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ARLINGTON HEIGHTS, IL
Past
August 17, 2011 - February 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DEER PARK, IL
Past
August 17, 2011 - February 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DEER PARK, IL
Past
May 27, 2010 - August 16, 2011
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
NORRIDGE, IL
Past
May 27, 2010 - August 16, 2011
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
NORRIDGE, IL
Past
September 3, 2008 - May 28, 2010
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
ROSEMONT, IL
Past
May 15, 2008 - May 28, 2010
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
ROSEMONT, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/6/2024)
RR
Florida(5/6/2024)
RR
Georgia(5/6/2024)
RR
Illinois(5/6/2024)
RR
Indiana(5/6/2024)
RR
Iowa(5/6/2024)
IAR
Iowa(5/6/2024)
RR
Michigan(5/6/2024)
RR
Missouri(5/6/2024)
RR
Texas(5/6/2024)
IAR
Texas(5/6/2024)
RR
Virginia(5/6/2024)
RR
Wisconsin(5/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
