LH
Lee'dya A. Houze
CETERA INVESTMENT ADVISERS LLC
PLAYA DEL REY, CA 90293
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CRD#: 4215707
LH
Professional summary
Lee'dya Anniece Houze is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Playa Del Rey, California and CETERA FINANCIAL SPECIALISTS LLC located in Playa Del Rey, California.
Lee'dya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Lee'dya has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 12/2018 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH INSURANCE 2)NAME OF OTHER BUSINESS: HAYES-WOODSON LLC ; INVESTMENT RELATED:NO ; ADDRESS: 20303 GRAY LANE, SANTA CLARITA, CA 91351 ; NATURE OF BUSINESS: REAL ESTATE LLC ; START DATE: 09/2018 ; POSITION/TITLE/RELATIONSHIP: INDIVIDUAL MANAGER AUTHORITY ; APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; BRIEF DESCRIPTION OF DUTIES: REINVEST PROCEEDS OF PROPERTY SALES FOR BENEFIT OF PROPERTY OWNER ; 3)NAME OF OTHER BUSINESS: HERITAGE LINK BRANDS LLC ; INVESTMENT RELATED: NO ; ADDRESS: 8605 SANTA MONICA BLVD LOS ANGELES, CA 90069 ; NATURE OF BUSINESS: DISTRIBUTOR/ IMPORTER OF WINE AND ALCOHOLIC BEVERAGES ; START DATE: 03/2007 ; POSITION/TITLE/RELATIONSHIP: CHIEF ANALYTICS OFFICER ; APX NUMBER OF HOURS PER WEEK: 6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 6 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE COMPLIANCE REPORTING, INTERNAL AND EXTERNAL REPORTING, OPERATIONAL ANALYSIS AND DATA INFRASTRUCTURE REQUIREMENTS ; 4)NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIAL SERVICES ; START DATE: 03/2016 ; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: CERTIFYING AND/ OR WITNESSING SIGNATURES ON OFFICIAL DOCUMENTS 5)NAME OF OTHER BUSINESS: ALACTIC SYSTEMS/ HOUZE REAL ESTATE MGMT. & DEVELOPMENT ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: BUSINESS CONSULTING ; START DATE: 01/1980 ; POSITION/TITLE/RELATIONSHIP: OWNER / CEO / CONSULTANT ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATION, MANAGEMENT, RESEARCH AND DEVELOPMENT. VARIOUS OTHER BUSINESS SERVICES 6)NAME OF OTHER BUSINESS: ALACTIC SYSTEMS/ HOUZE REAL ESTATE MGMT. & DEVELOPMENT ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE SALES, LEASING & MANAGEMENT ; START DATE: 11/1996 ; POSITION/TITLE/RELATIONSHIP: OWNER / REALTOR / BROKER ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL, COMMERCIAL & INDUSTRIAL REAL ESTATE SALES 7)NAME OF OTHER BUSINESS: ALACTIC SYSTEMS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX SERVICES ; START DATE: 01/1980 ; POSITION/TITLE/RELATIONSHIP: OWNER / TAX PREPARER ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES:FEDERAL AND STATE TAX PREPARER. POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS ; 8)NAME OF OTHER BUSINESS: ALACTIC SYSTEMS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: COMPUTER CONSULTING ; START DATE: 01/1980 ; POSITION/TITLE/RELATIONSHIP: OWNER / CEO / CONSULTANT ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: CONSULTING FOR SERVICES RELATED TO TECHNOLOGY STRATEGIES AND SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Lee'dya Anniece Houze's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8115 Pershing Dr Suite A, Playa Del Rey, CA 90293RIA
CRD#: 105644
PLAYA DEL REY, CA
Current
February 22, 2001 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 8115 Pershing Dr Suite A, Playa Del Rey, CA 90293BD
CRD#: 10358
Playa Del Rey, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/22/2001)
IAR
California(12/17/2004)
RR
Idaho(4/4/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
