AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
BW

Beau M. Wehrle

Some features on this profile are disabled
CRD#: 4215668
BW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Beau Mcmillan Wehrle was a registered financial professional .

Beau is a previously registered financial professional and started their career in finance in 2000. Beau had worked at 8 firms and has passed the Series 66, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 10, 2010 - April 27, 2012

PRAIRIE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 153588
KANSAS CITY, MO
Past

August 9, 2010 - April 10, 2012

UMB FINANCIAL SERVICES, INC.

BD
CRD#: 17073
DENEVR, CO
Past

January 2, 2008 - August 2, 2010

PRAIRIE CAPITAL MANAGEMENT LLC

RIA
CRD#: 145542
KANSAS CITY, MO
Past

May 11, 2006 - April 30, 2008

PRAIRIE CAPITAL MANAGEMENT INC

RIA
CRD#: 106353
KANSAS CITY, MO
Past

March 21, 2005 - August 2, 2010

GEORGE K. BAUM & COMPANY

BD
CRD#: 36354
DENVER, CO
Past

June 4, 2003 - March 23, 2005

MAN INVESTMENTS INC.

BD
CRD#: 15770
NEW YORK, NY
Past

June 25, 2001 - May 19, 2003

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO
Past

July 27, 2000 - May 18, 2001

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/10/2006
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 9/29/2003
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PC
PRAIRIE CAPITAL MANAGEMENT, LLC
PRAIRIE CAPITAL MANAGEMENT, LLC | UMB ADVISORS, LLC

CRD#: 153588 / SEC#: 801-71609

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
4900 Main Street, Suite 700, Kansas City, MO 64112
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

PCM FORM ADV PART 2A 2B BROCHURE (3/31/2021)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PRAIRIE CAPITAL MANAGEMENT, LLC

CRD#: 153588

TRUST BUT VERIFY

Monitor Beau Wehrle

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.