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Kevin Joseph Trimble

CRD# 4215250·Registered 2000 - 2015
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Joseph Trimble was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 2000 - 2015. Kevin had worked at 6 firms and has passed the SIE, Series 25, Series 7, Series 24 and Series 14A exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

GREYWOLF EXECUTION PARTNERS, INC.·CRD# 147790
BD
New York, NY
October 8, 2014 - March 16, 2015
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
December 20, 2010 - May 13, 2011
KELLOGG CAPITAL GROUP LLC·CRD# 35032
BD
New York, NY
June 22, 2005 - November 28, 2008
KELLOGG CAPITAL MARKETS, LLC·CRD# 118790
BD
New York, NY
March 21, 2005 - January 10, 2011
LABRANCHE & CO. LLC·CRD# 32661
BD
New York, NY
October 31, 2003 - March 4, 2005
BANC OF AMERICA SPECIALIST, INC.·CRD# 103971
BD
New York, NY
October 1, 2000 - October 16, 2003

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Current Firm

GE
GREYWOLF EXECUTION PARTNERS, INC.

GREYWOLF EQUITY PARTNERS, INC. | GREYWOLF EXECUTION PARTNERS, INC.

CRD#: 147790 / SEC#: 8-67931
BD
Terminated by SEC on 04/30/2018

Contact Information

Established

New York since 03/26/2008

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MARTIN, CHRISTOPHER LEECEO/CCO2464270
TRIMBLE, DANIEL JOHNSHAREHOLDER2412203
GEORGE, KENNETH RONALDFINOP/CFO/COO2643369

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 25 — NYSE Trading Assistant Examination

Passed Mar 2004

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2010About the Series 24 exam

Series 14A — Compliance Official Specialist Exam

Passed Oct 1997

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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