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KT

Kevin J. Trimble

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CRD#: 4215250
KT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Joseph Trimble was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2000. Kevin had worked at 6 firms and has passed the SIE, Series 25, Series 7, Series 24 and Series 14A exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 8, 2014 - March 16, 2015

GREYWOLF EXECUTION PARTNERS, INC.

BD
CRD#: 147790
NEW YORK, NY
Past

December 20, 2010 - May 13, 2011

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ
Past

June 22, 2005 - November 28, 2008

KELLOGG CAPITAL GROUP LLC

BD
CRD#: 35032
NEW YORK, NY
Past

March 21, 2005 - January 10, 2011

KELLOGG CAPITAL MARKETS, LLC

BD
CRD#: 118790
NEW YORK, NY
Past

October 31, 2003 - March 4, 2005

LABRANCHE & CO. LLC

BD
CRD#: 32661
NEW YORK, NY
Past

October 1, 2000 - October 16, 2003

BANC OF AMERICA SPECIALIST, INC.

BD
CRD#: 103971
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 3/16/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 25
Date: 3/2/2004
NYSE Trading Assistant Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14A
Date: 10/25/1997
Compliance Official Specialist Exam

Current Firm


GE
GREYWOLF EXECUTION PARTNERS, INC.
GREYWOLF EQUITY PARTNERS, INC. | GREYWOLF EXECUTION PARTNERS, INC.

CRD#: 147790 / SEC#: , 8-67931

BD
Terminated by SEC on 04/30/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 03/26/2008
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MARTIN, CHRISTOPHER LEECEO/CCO2464270
TRIMBLE, DANIEL JOHNSHAREHOLDER2412203
GEORGE, KENNETH RONALDFINOP/CFO/COO2643369

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREYWOLF EXECUTION PARTNERS, INC.

CRD#: 147790

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