MB
Margaret D. Bergan
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
SCOTTSDALE, AZ 85258
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CRD#: 4215148
MB
Professional summary
Margaret Deborah Bergan, ChFC®, CLU®, who also goes by Peggy Bergan, Margaret Deborah Pisahl, Peggy Pisahl, Margaret Deborah Vanlandingham, Peggy Vanlandingham, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Scottsdale, Arizona and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Scottsdale, Arizona.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Margaret has worked at 6 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peggy Bergan | Margaret Deborah Pisahl | Peggy Pisahl | Margaret Deborah Vanlandingham | Peggy Vanlandingham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PEGGY BERGAN LLC 8390 E VIA DE VENTURA F-110, #239, SCOTTSDALE, AZ, 2/2016 AS OWNER. LLC PROVIDING TEACHING AND SPEAKING ENGAGEMENT ON FINANCIAL LITERACY. NIR - 2 HR/WK - 0/TRADING. 2)VINEYARD WEALTH MANAGEMENT LLC, 8655 E VIA DE VENTURA, STE F166, SCOTTSDALE, AZ, 1/2006 AS INDEPENDENT INSURANCE AGENT WITH VARIOUS CARRIERS FOR FIXED ONLY. INV REL - 5 HR/WK - .25/TRADING. 3)JUNIOR ACHIEVEMENT, 636 W SOUTHERN AVE,TEMPE, AZ 2/15/2014 AS A TEACHER. NOT INVESTMENT RELATED. DEVOTES 14 HOURS/YEAR, 7 DURING TRADING. NON-PROFIT ORGANIZATION. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 12 HR/WK - 12/TRADING. 10/17/11. 5)PEGGY BERGAN, Scottsdale AZ 85258, 10/2023, Owner/Partner of a Business Entity, Facilitator, NIR, 6 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Deborah Bergan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 27, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 8655 E Via De Ventura F166, Scottsdale, AZ 85258RIA
CRD#: 134139
SCOTTSDALE, AZ
Current
October 17, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 8655 E Via De Ventura F166, Scottsdale, AZ 85258BD
CRD#: 39543
Scottsdale, AZ
Past
May 15, 2007 - October 18, 2011
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
SCOTTSDALE, AZ
Past
January 3, 2006 - October 18, 2011
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
SCOTTSDALE, AZ
Past
April 6, 2002 - January 4, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
August 10, 2000 - May 31, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 10, 2000 - May 31, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/17/2011)
IAR
Arizona(10/27/2011)
RR
Arkansas(10/29/2020)
RR
California(10/17/2011)
RR
Michigan(1/2/2015)
RR
Minnesota(2/9/2023)
RR
Nebraska(3/25/2025)
RR
Oregon(10/13/2021)
RR
Tennessee(8/2/2018)
RR
Texas(4/30/2020)
IAR
Texas(4/30/2020)
RR
Utah(4/1/2022)
RR
Washington(10/17/2011)
RR
Wyoming(1/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
